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  1. 5 December 2023

    Ease of Doing Business Report 2023

    FMA Ease of Doing Business Report following research 2023
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  2. 5 December 2023

    Annual Report

    The FMA's Annnual Report details the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.
    Tags
    Type
    Page, Corporate publications, Annual report

  3. 5 December 2023

    FMA publishes 2023 annual report

    The FMA today published the FMA annual report for the year to 30 June 2023.
    Tags
    Media release, Business, FMA, News & Insights
    Type
    Page, Annual report, Corporate publications

  4. 5 December 2023

    Ease of Doing Business Survey

    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Surveys, Research

  6. 4 December 2023

    ‘5 mins with the FMA’ podcast #10: What is outcomes focused regulation?

    In this special episode of our 5 mins with the FMA podcast, we take a look at outcomes- focused regulation with Liam Mason, FMA Executive Director of Evaluation and Oversight and General Counsel.
    Tags
    Offers of financial products, Auditors, Discretionary Investment Management Services (DIMS), Managed Investment Schemes, Market operator, Supervisors, Climate Reporting Entities, Podcast, Financial Advice Provider, Derivative Issuer, Directors, Cryptocurrencies, Authorised body under a FAP, Conduct, Roles, Business, Interposed persons under new financial advice regime, News & Insights, Peer-to-peer lending service providers
    Type
    Podcast, Page

  7. 4 December 2023

    NZ Best Rates - Comparison website harvesting investor details

    We are concerned that NZ Best Rates may be operating a scam. NZ Best Rates's website claims to offer a way to compare and find the best term deposit rates in New Zealand, while also providing information on choosing term deposits.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 30 November 2023

    Regulatory co-operation

    The FMA co-ordinates our efforts and we share intelligence with other government agencies via the Council of Financial Regulators (CoFR). Find out more about the Council of Financial Regulators (CoFR) and other global agencies we co-operate with here.
    Tags
    Regulatory cooperation, FMA
    Type
    Page

  11. 30 November 2023

    NZFOREX LIMITED

    Derivatives Issuer licence transferred from FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED’s original licence upon amalgamation of FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED and NZFOREX LIMITED.
    Tags
    Reporting entities, Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  12. 29 November 2023

    Scams

    This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.
    Tags
    Scams
    Type
    Page

  14. 28 November 2023

    FMA cancels Foundation Advice Limited’s financial advice provider licence

    FMA has cancelled Foundation Advice Limited (FAL)’s Financial Advice Provider (FAP) licence. FAL was an Auckland-based FAP offering advice on life and health insurance as well as KiwiSaver.
    Tags
    Media release, Financial Advice Provider, Licensing & registration, Insurance Providers, Roles, Licence cancellation, Powers, Business, News & Insights, Enforcement
    Type
    Page