The FMA is warning people to be cautious of potentially misleading and deceptive advertising about transferring United Kingdom pension scheme entitlements to New Zealand.
The FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited. After careful consideration the FMA has decided not to take any further action.
The FMA today published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term.
The FMA said today it has reached a settlement with ANZ Bank New Zealand Limited regarding the sale, promotion and marketing of rural interest rate swaps to rural customers.
This paper is for market participants that manage funds and for their supervisors and investors. It explains how we propose to use two of the tools available to the FMA under the FMC Act and the Financial Markets Conduct Regulations 2014.