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Major Promotion

Our enforcement priorities

FMA will use the full range of its enforcement powers, targeting conduct that presents the greatest likelihood of harm to the function of open, transparent and efficient capital markets.

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Minor Promotions

  • AML/CFT roadshow begins

    The roadshow alerting financial service providers to their obligations under the anti-money laundering laws is now underway and some places may still be available.

  • Transitional licensing begins for auditors

    Transitional provisions for regulation of issuer auditors and audit firms commenced on 1 May.

  • Latest warnings from FMA

    Take a look at the latest warnings, alerts and scams.