Submissions open for reporting entities who are required to submit their annual report on their risk assessment and AML/CFT programme. Read more ›
Open to all finanical advisers Read more ›
New financial reporting deadline for FMC reporting entities with a balance date of 31 March 2015 to lodge their financial statements with the Registrar.
NZ Police and the Australian Securities and Investment Commission (ASIC) have warned against doing business with Nomura Financial. NZ Police have identified Nomura Financial as sophisticated overseas scammers.
For more information please read the NZ Police warning.
The Receivers and Managers of Arena Capital Limited, Grant Graham and Neale Jackson of KordaMentha, who were appointed by the Court on application by the FMA under s522 of the Financial Markets Conduct Act 2013 to preserve assets, have provided an interim update to investors and the Court about the steps they have taken to date and the current status of their work.
Please see our investigations page for further information.
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