Our enforcement priorities
FMA will use the full range of its enforcement powers, targeting conduct that presents the greatest likelihood of harm to the function of open, transparent and efficient capital markets.
See moreMajor Promotion
Minor Promotions
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FMA and SFO sign Memorandum of Understanding
FMA and SFO have signed a Memorandum of Understanding which will drive greater efficiencies between the two agencies.
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FMA to issue guidance on effective disclosure in offer documents
FMA has published draft guidance for securities issuers on how to prepare prospectuses and investment statements.
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FMA to file civil proceedings against Hanover directors
FMA proposes to file civil proceedings against directors and promoters of the Hanover group