Revised Code of Professional Conduct for AFAs
The revised Code comes into force on 1 May 2014. If you're an Authorised Financial Adviser (AFA), here's what you need to know.
Disclosure of fees paid to auditors by listed issuers
FMA has released its Disclosure of fees paid to auditors by listed issuers report.
FMA's quarterly industry event
FMA’s CEO Rob Everett addressed business leaders on the medium-term challenges in financial services in New Zealand at the Langham Hotel on Wednesday 2 April 2014.
Application guides for new FMC Act licences now available
You can now find on our website the application guides for all six new licence types under the Financial Markets Conduct Act 2013.
FMA’s new role as regulator of conduct
From 1 April 2014 FMA is the primary regulator of conduct in relation to financial products and services. See our fact sheet for more details.