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Found 6564 results. Displaying page 53 of 438

  1. 12 December 2023

    Banker Quotes - Unregistered Business

    FMA warns thatt Banker Quotes is offering financial services in New Zealand, while not being authorised or registered on the Financial Service Providers Register to provide these services.
    Tags
    Cryptocurrencies, Investor warning, Foreign Exchange Trading (Forex), Roles, Business, Consumer
    Type
    Page

  2. 12 December 2023

    Bank of China – Fake term deposits

    A scam offering fake term deposits using the name of Bank of China (New Zealand) is targeting New Zealanders. Scammers are sending out highly professional-looking product disclosure statements featuring Bank of China’s name, logo, address and registration details.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  3. 8 December 2023

    Accredited body report - CPA Australia 2023

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023
    Tags
    Roles, Accredited bodies, Business
    Type
    PDF, Report

  5. 8 December 2023

    McEwen and Associates Permanent Stop Order

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).
    Tags
    Enforceable action, Enforcement
    Type
    PDF

  7. 8 December 2023

    Accredited Body Report - CPA Australia

    CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
    Tags
    Auditors, Roles, Reports and Papers, Business, Accredited bodies, News & Insights
    Type
    Page, Report

  10. 7 December 2023

    MB Funds Limited

    RANFURLY STRATEGIC LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 6 December 2023

    Stewart Group DBG

    Stewart Group DBG including: Stewart Financial Group Limited, Finzo NZ Limited, NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED, Stewart Group Wellington Limited, Stewart Group Asset Management Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 5 December 2023

    FMA Annual Report 2023

    Financial Markets Authority 2023 Annual Report
    Tags
    FMA
    Type
    PDF, Annual report, Corporate publications