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Found 6559 results. Displaying page 385 of 438

1. 12 December 2013

   Finanssivalvonta (Finland) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanssivalvonta (Finland).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

2. 12 December 2013

   Magyar Nemzeti Bank Hungary - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Magyar Nemzeti Bank Hungary

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

3. 12 December 2013

   Autoriteit Financiele Markten, Netherlands - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autoriteit Financiele Markten, Netherlands

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

4. 12 December 2013

   Financial Conduct Authority United Kingdom - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Conduct Authority United Kingdom

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 12 December 2013

   Polish Financial Supervision Authority - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 12 December 2013

   Comisao do Mercado de Valores Mobiliarios Portugal - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comisao do Mercado de Valores Mobiliarios Portugal

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 12 December 2013

   Romanian Financial Supervisory Authority - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 12 December 2013

   Comision Nacional de Mercado de Valores Spain - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comision Nacional de Mercado de Valores Spain

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 12 December 2013

   Finansinspektionen Sweden - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansinspektionen Sweden

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

10. 12 December 2013

    Malta Financial Services Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Malta Financial Services Authority

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 12 December 2013

    Finanstilsynet Norway - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 10 December 2013

    Securities Act (Trade Me Limited Pre-paid Accounts)

    Securities Act (Trade Me Limited Pre-paid Accounts) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 10 December 2013

    Exemption Notice - revocation notice Securities Act TradeMe Limited 2013

    Securities Act Exemption Notice 2013: Trade Me Limited Pre-paid Accounts.

    Tags

    Exemptions, Business

    Type

    PDF

14. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.

    Tags

    Media release, News & Insights

    Type

    Page

15. 5 December 2013

    FMA releases audit quality report

    The Financial Markets Authority (FMA) says its first audit quality review shows there is work to be done to meet the required standards.

    Tags

    Auditors, Media release, Roles, Business, News & Insights

    Type

    Page, Guidance