Page last updated: 30 June 2023

Media releases – 2015

For media enquiries, please contact:

Andrew Park - Media Relations Manager [email protected] or 021 220 6770

Please note the Media Relations team deals with media queries only. For all other queries, please refer to our Contact page for the appropriate contact details.

For announcements, statements and media releases - Subscribe to our email alerts and updates.

Keywords

Date Published

Sort by:

Search Results

Found 722 results. Displaying page 48 of 49

22 June 2010

Securities Commission Welcomes Commerce Commission Settlement with ANZ and ING

The Securities Commission welcomes the settlement that relates to the Commerce Commission's investigation into alleged breaches of the Fair Trading Act 1986 by ANZN and ING and other entities in relation to the marketing, promotion and sale of the ING Diversified Yield Fund and ING Regular Income Fund. Read more.
14 June 2010

Investment Adviser and Broker Banned

Former Timaru-based investment adviser Neville Ian Cant, found guilty of forgery and theft, is banned from operating as an adviser or investment broker for five years.
2 June 2010

Guide for Authorised Financial Advisers Released

The Securities Commission today released the AFA Adviser Business Statement Guide to help financial advisers prepare for the new regulatory regime. The guide explains the document to be prepared by an adviser applying to become an Authorised Financial Adviser (AFA).
28 May 2010

Commission Finds Instances Where Investors Entitled to Refunds

Securities Commission investigations into finance companies have found that many investors are entitled to refunds on their investments.
15 April 2010

Criminal Charges Laid Against Lombard Directors

The Securities Commission has laid criminal charges against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
13 April 2010

Civil Proceedings Served on Lombard Finance & Investments Directors

The Securities Commission has issued civil proceedings under the Securities Act against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
13 April 2010

Commission to Sue Nuplex Industries Limited and Directors

The Securities Commission filed civil proceedings against Nuplex Industries Limited and six of its present or past directors, John Hirst, Robert Aitken, Barbara Gibson, David Jackson, Bryan Kensington and Michael Wynter. Read more.