Warnings and alerts

Found 596 results. Displaying page 31 of 40

1. 22 May 2018

   Manaia and Partners

   Manaia and Partners is not a registered New Zealand company and is not registered to provide financial services in New Zealand.

2. 22 May 2018

   Department of Overseas Acquisitions

   The Department of Overseas Acquisitions (DOA) is not a legitimate financial services regulator.

3. 18 May 2018

   Securities and Trade Commission

   The Securities and Trade Commission is not a legitimate financial services regulator.

4. 18 May 2018

   Anahera and Partners

   Anahera and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

5. 11 May 2018

   The Kimble, May and Bains Group (The KMB Group)

   The KMB Group is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

6. 11 May 2018

   Managed Forex Hub Limited

   We have issued a formal warning to Andrew James Sturge, the sole director and shareholder of Managed Forex Hub Limited under s 9 of the Financial Markets Authority Act 2011.

7. 4 May 2018

   Securities and Acquisition Conduct Commission

   The Securities and Acquisition Conduct Commission is not a legitimate financial services regulator in New Zealand.

8. 16 April 2018

   Crafters & Co. Limited and Hadleigh Petherick

   Misleading or deceptive statements regarding financial position included in an investment memorandum for Crafters & Co. Limited which was used as part of a crowdfunding campaign.

9. 12 April 2018

   Monetary Exchange Commission of New Zealand

   The Monetary Exchange Commission of New Zealand is not a valid financial services regulator in New Zealand.

10. 11 April 2018

    Redfield Markets Limited

    Plus Option (trading name) is not registered to provide financial services in New Zealand.

11. 5 April 2018

    Markets Trading Ltd

    The Financial Conduct Authority (FCA), in the UK, issued a warning that Markets Trading Ltd is not authorised by the FCA and they believe it is carrying on regulated activities which require authorisation.

12. 28 March 2018

    Sajid Abdul Sattar Shaikh, director of Golden Tangent Holdings Limited

    We are of the view that Mr Shaikh provided false information to the FMA when applying for re-registration on the Financial Service Providers Register for a company that he was a director of.

13. 21 March 2018

    lansforex.com

    www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.

14. 1 March 2018

    Financial Investments and Conduct Commission

    Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

15. 27 February 2018

    Oproserv Limited

    FMA notes a recent warning by the Australian Securities and Investments Commission (ASIC) in relation to Oproserv Limited.