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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1608 results. Displaying page 71 of 108

  2. 5 May 2017

    FMC (NZX Main Board/Debt Market Listing Rules) Approval of Rule Change Notice 2017)

    The changes approved in this notice are: a new NZX Corporate Governance Code that will replace existing Appendix 16 to the Listing Rules, changes to the Listing Rule 10.4.5, changes to references to the title of Appendix 16, and correction of a typographical error.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  7. 11 April 2017

    Consultation paper Improving financial information in an equity PDS

    This consultation is for issuers, their advisors, investors and other interested parties. It aims to seek feedback on our proposed guidance and interpretations of the regulations.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Consultations, Roles, Business, Managed investment schemes
    Type
    PDF

  10. 4 April 2017

    Point of retirement research 2017

    In December 2016 FMA commissioned Colmar Brunton to carry out research among people who are nearing retirement age, or who have recently retired. This research is designed to help FMA learn more about the financial decisions that people make when they retire.
    Tags
    Reports and Papers, Investor capability, FMA, News & Insights
    Type
    PDF

  11. 3 April 2017

    Consultation paper Short duration derivatives

    This consultation is for: interested parties including offerors, investors and legal advisers. It aims to: gain feedback on the impact of a class designation for short duration derivatives.
    Tags
    Derivative Issuer, Consultations, Roles, Business
    Type
    PDF