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Found 6554 results. Displaying page 255 of 437

  1. 4 July 2019

    OneLife Network Limited and OneCoin Limited

    We recommend extreme caution before investing with OneLife or OneCoin as we are concerned they bear the characteristics of a scam, including withholding client funds and promising unrealistic returns.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 4 July 2019

    Statement of Performance Expectations 2019

    The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our
    future performance and report on the progress of that performance against our performance targets. This is our 2019 report.
    Tags
    Type
    PDF

  4. 4 July 2019

    Viaduct and Mutual - Judgment

    Court of Appeal Judgment in the case against Paul Neville Bublitz, 4 July 2019.
    Tags
    Court decision, Enforcement
    Type
    PDF

  8. 1 July 2019

    AML/CFT Annual Report form

    This is a form for completion by all AML/CFT reporting entities to the FMA that should be completed and submitted on an annual basis.
    Tags
    AML/CFT, Roles, Business
    Type
    Submission form, PDF

  9. 1 July 2019

    Fisher Funds Wealth Investments Limited Partnership

    Fisher Funds Wealth Investments Limited Partnership (previously known as Kiwi Wealth Investments Limited Partnership or Gareth Morgan Investments Limited Partnership) is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 30 June 2019

    NZX Obligations Review 2019

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2019.
    Tags
    Market operator, Roles, Reports and Papers, Business, News & Insights
    Type
    Paper, PDF

  13. 28 June 2019

    MATAI NOMINEES NO.1 LIMITED

    Matai Nominees No.1 Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 28 June 2019

    MATAI MANAGEMENT LIMITED

    Matai Management Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 28 June 2019

    Bitcoin Trader

    We are concerned that Bitcoin Trader could be operating a scan. We received a complaint from a New Zealand resident about a misleading advertisement that they saw on social networking platform, Facebook.
    Tags
    Type
    Page