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Found 6554 results. Displaying page 263 of 437

  1. 28 February 2019

    ASX 24 Obligations Review 2018

    The FMA is required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.The ASX 24 Obigations Review 2018 covers the period 1 July 2016 to 30 June 2018.
    Tags
    Monitoring, Roles, Market operator, Business
    Type
    PDF, Report

  2. 27 February 2019

    Jonathan Simon Antony Branton-Casey

    On 27 February 2019, Jonathan Branton-Casey offered, and the FMA accepted, the attached Enforceable Undertaking pursuant to section 46 of the Financial Markets Authority Act 2011. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  3. 27 February 2019

    The ingredients for successful KiwiSaver communications

    The results of a second FMA, MBIE and industry trial demonstrates using communications based on behavioural insights encourages KiwiSaver members to make an active choice about their investment. The report, “Using behavioural insights to improve KiwiSaver outcomes” was published today.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  4. 27 February 2019

    Using behavioural insights to improve KiwiSaver outcomes

    KiwiSaver behavioural insights 2019 report uses behavioural insights to improve KiwiSaver outcomes. Read the report here.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  5. 27 February 2019

    Using behavioural insights to improve KiwiSaver outcomes

    The New Zealand Government has a high-level policy intent to encourage long-term savings in order to increase wellbeing and financial independence. To contribute toward this we are running a series of trials to test whether insights from behavioural economics can improve decision-making and outcomes for KiwiSaver members. This report provides results from our second trial with ANZ.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
    Type
    PDF, Research

  6. 27 February 2019

    onathan Branton-Casey - Enforceable Undertaking

    On 27 February 2019, Jonathan Branton-Casey offered, and the FMA accepted, the attached Enforceable Undertaking pursuant to section 46 of the Financial Markets Authority Act 2011.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  7. 25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 25 February 2019

    Robert Ian South and Murray Byron Provan

    Two men, Robert Ian South and Murray Byron Provan, face various charges under the Crimes Act. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  10. 22 February 2019

    Cucchiara y Cia Ltd

    Cucchiara y Cia Ltd (FSP481546) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 22 February 2019

    Crown Financial Service

    Crown Financial Service (FSP359786) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 21 February 2019

    Viaduct Capital & Mutual Finance - Judgment

    High Court verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, 21 February 2019.
    Tags
    Court decision, Enforcement
    Type
    PDF

  13. 21 February 2019

    Viaduct and Mutual finance - case verdicts

    High Court case verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, February 2019.
    Tags
    Judgment, Enforcement
    Type
    PDF

  14. 20 February 2019

    Smart Investor tool launched to help Kiwis get ahead financially

    Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.
    Tags
    Investing, Media release, KiwiSaver & Superannuation, Consumer, News & Insights
    Type
    Page