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Found 6560 results. Displaying page 403 of 438

1. 15 October 2012

   FMA issues guidance on KiwiSaver sales and distribution

   The Financial Markets Authority has published its final guidance note for people involved with the sale and distribution of KiwiSaver schemes.

   Tags

   Media release, News & Insights

   Type

   Page

2. 8 October 2012

   Securities Markets Act (OM Financial Limited)

   Securities Markets Act (OM Financial Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 6 October 2012

   Securities Act (Tairua Marine Limited)

   Securities Act (Tairua Marine Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 5 October 2012

   NZSX/NZDX Listing Rules - Approval of market rules notice 2012

   This notices allows for the NZX to replace the NZSX/NZDX Listing Rules dated 6 Aug 2010 with the NZSX/NZDX Listing Rules dated 5 Oct 2012

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

5. 5 October 2012

   New Zealand Institute of Chartered Accountants (NZICA) - MOU

   MOU between FMA and New Zealand Institute of Chartered Accountants (NZICA) signed on 5 October 2012.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 1 October 2012

   Securities Act (Advertisements Containing Financial Advice)

   Securities Act (Advertisements Containing Financial Advice) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 1 October 2012

   Securities Act (Audiovisual Advertisements)

   Securities Act (Audiovisual Advertisements) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 1 October 2012

   Securities Act (Brokers)

   Securities Act (Brokers) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 1 October 2012

   Securities Act (Banks)

   Securities Act (Banks) expired exempton notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 October 2012

    Securities Act (Commercial Bill Dealers)

    Securities Act (Commercial Bill Dealers) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 1 October 2012

    Securities Act (Continuous Debt Issues)

    Securities Act (Continuous Debt Issues) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 1 October 2012

    Securities Act (Unit Trust Certificates)

    Securities Act (Unit Trust Certificates) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 1 October 2012

    Securities Act (Equity Warrant Issuers)

    Securities Act (Equity Warrant Issuers) expired exempton notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 October 2012

    Mane Capital Markets

    Mane Capital Markets is a suspected scam

    Tags

    Suspected scam, Scams

    Type

    Page

15. 1 October 2012

    KiwiSaver Report 2012

    This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.
    

    Tags

    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights

    Type

    PDF