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Found 6564 results. Displaying page 119 of 438

1. 31 October 2022

   Consultation: Proposed guidance and expectations for keeping proper accounting records

   Consultation for FMC reporting entities on proposed guidance to keep proper accounting records.

   Tags

   Auditors, Directors, Consultations, Roles, Business

   Type

   Page, Consultation

2. 27 October 2022

   TRADEMAX GLOBAL MARKETS (NZ) LIMITED

   Carrick Just Capital Markets Ltd is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

3. 27 October 2022

   Speech by Samantha Barrass at INFINZ Conference 2022

   Samantha Barrass, Chief Executive, speaks at the 2022 INFINZ Conference. View the transcript on this page.

   Tags

   Speeches and presentations 

   Type

   Page

4. 27 October 2022

   Speeches

   The FMA speeches at major events and to stakeholders are published on this page.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

5. 26 October 2022

   Exemption Notice - Financial Markets Conduct (ANZ Group Holdings Limited)

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Tags

   Type

   PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

6. 26 October 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Tags

   Exemptions

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

7. 25 October 2022

   ANDCO MORTGAGES LIMTED

   ANDCO MORTGAGES LIMTED is an AML?CFT reporting entity

   Tags

   Type

   Page

8. 25 October 2022

   Individual claiming to work for FMA and cold calling members of the public

   FMA is aware that cold calls are being carried out by an individual who is claiming to work for FMA. The individual may have personal details about the people they are targeting.

   Tags

   Fake regulator, Scams

   Type

   Page

9. 22 October 2022

   iPartners DBG

   iPartners Designated Business Group

   Tags

   Roles, Business, Designated Business Group (DBG)

   Type

   Page

10. 22 October 2022

    PMG Funds Designated Business Group (PMGDBG)

    PMG Funds Designated Business Group (PMGDBG) including:

    Tags

    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)

    Type

    Page

11. 21 October 2022

    Investor warning: Easy Trade Investment not registered to provide financial services in New Zealand

    WARNING: Easy Trade Investment claims to trade in foreign exchange, stock, bonds, and cryptocurrencies through their trading platform, however, it is not a registered Financial Service Provider in New Zealand.

    Tags

    Scams

    Type

    Page

12. 20 October 2022

    FMA formally warns wholesale property investment firms after discovering non-compliant practices

    FMA has issued seven formal warnings following concerns in the wholesale property investment sector.

    Tags

    Offer disclosure for equity and debt offers, Roles, Wholesale investing, Ways to invest, Investing, Offers of financial products, Conduct, Formal warning, Powers, Media release, Business, Consumer, News & Insights, Enforcement

    Type

    Page

13. 20 October 2022

    How to cancel your FMC Act licence

    How to cancel an FMCA Licence.

    Tags

    Crowdfunding providers, Derivative Issuer, Financial Advice Provider, Independent trustee, Licensing & registration, Roles, Business, Peer-to-peer lending service providers

    Type

    PDF

14. 20 October 2022

    Goldenchaseltd.com is impersonating a legitimate company in New Zealand

    WARNING: Goldenchaseltd.com is not registered to provide financial services in New Zealand

    Tags

    Imposter website, Scams

    Type

    Page

15. 20 October 2022

    '5 mins with the FMA' podcast #4: Wholesale property investments report

    In this FMA podcast, Paul Gregory discusses the wholesale property investment sector, which led to the FMA issuing formal warnings to several entities.

    Tags

    Wholesale investing, Podcast, Ways to invest, Investing, Consumer, News & Insights

    Type

    Page, Podcast