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Found 569 results. Displaying page 9 of 38

  3. 20 June 2019

    Waterman Capital (Fund 4) Limited

    Waterman Capital (Fund 4) Limited is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  5. 1 November 2012

    IB Capital FX (NZ) LLP

    This entity was registered on the Financial Service Providers Register but has been de-registered as it did not have a place of business in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer, Scams
    Type
    Page

  6. 11 July 2019

    Skyway Capital/Skyway Group

    Skyway Capital, the Skyway Group, SkyWay Investment Group, and RSW Investment Group Ltd are not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  7. 3 February 2023

    SILVER HARBOUR CAPITAL TRUSTEE LIMITED

    SILVER HARBOUR CAPITAL TRUSTEE LIMITED (FSP770071) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 12 June 2023

    Exemption notice - Fonterra capital return

    The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
    Tags
    Type
    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice