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Found 2204 results. Displaying page 124 of 147

  1. 21 August 2020

    Knight Service Group Limited and Knight Market Limited

    We are concerned that Knight Service Group and Knight Market (formerly Business Choice Partners Group Limited) and its websites www.ksgmarkets.com/index.php/En and www.knightmarketltd.com/En, may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 6 August 2020

    MetalsWise / MetalWise

    We are concerned that Metalwise (formerly MetalsWise) may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  4. 11 June 2021

    Temporary extension for certain reporting deadlines

    The FMA is providing temporary relief to eligible entities a one-month extension to file their audited financial statements and comply with certain related reporting deadlines. The relief is available for eligible entities with balance dates between 31 March 2021 and 31 December 2021. Some conditions apply.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  5. 25 July 2016

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy. We are seeking views on the proposals to provide class exemptions which provide co-operative companies and industrial and provident societies a lighter path of compliance with the Financial Markets Conduct Act 2013 (FMC Act) when they offer their members shares of minimal value.
    Tags
    Consultations, Business, FMA
    Type
    Page

  6. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 11 October 2017

    FMA files insider trading charges

    The FMA has filed criminal charges against an individual in the Auckland District Court alleging insider trading in contravention of the Securities Markets Act 1988. Read more.
    Tags
    Insider trading, Media release, Cases, News & Insights, Enforcement
    Type
    Page

  9. 24 November 2017

    Fullerton Markets

    The FMA has issued a formal AML/CFT warning to Fullerton Markets. Read more.
    Tags
    AML/CFT, Enforceable action, Roles, Business, Enforcement
    Type
    Page

  10. 30 October 2018

    Pacific Eagle Capital (PEC)

    The Financial Markets Authority (FMA) has issued an infringement notice to Pacific Eagle Capital (PEC) for failing to file financial statements by its due date. Read more.
    Tags
    Infringement notice, Powers, Enforcement
    Type
    Page

  11. 23 June 2022

    Cyber security must be a priority for financial sector, FMA says

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet to help financial services firms enhance the resilience of their technology and operational systems, and meet any relevant licence obligations.
    Tags
    Crowdfunding providers, Directors, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, Market operator, News & Insights, Peer-to-peer lending service providers, Supervisor
    Type
    Page

  12. 1 August 2019

    FMA suspends AxiCorp derivatives licence

    The Financial Markets Authority (FMA) has suspended the derivatives issuer licence of AxiCorp Financial Services Pty Limited (trading as AxiTrader) for material breaches of the Financial Markets Conduct Act 2013. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 12 July 2019

    FMA comments on Ross Asset Management investor proceedings

    The Financial Markets Authority (FMA) said today’s filing of proceedings on behalf of eligible investors in Ross Asset Management marked the end of a long battle to enable the FMA to engage with investors so they could determine whether to bring a claim against ANZ.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  14. 27 June 2019

    FMA annual review of NZX published

    The Financial Markets Authority (FMA) has published its annual review of whether NZX met its statutory obligations as a licensed market operator.
    Tags
    Roles, Media release, Business, Market operator, News & Insights
    Type
    Page