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Found 2639 results. Displaying page 35 of 176

  2. 12 August 2019

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 22 April 2021

    Endeavour Premium Finance Limited

    Endeavour Premium Finance Limited FSP31587 is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 22 October 2019

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture. - expired
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 9 March 2015

    FMA spells out practical approach to supervision responsibilities under new law

    FMA has spelt out its practical approach to its supervision responsibilities, as the financial services and markets regulator increases the emphasis on supervision under the newly-effective FMC Act 2013.
    Tags
    Governance, FMC Act, Media release, Legislation, Business, FMA, News & Insights
    Type
    Page

  6. 6 July 2016

    KiwiSaver annual statements are being read but not acted upon

    The Financial Markets Authority has released the results of a survey conducted in May this year, to coincide with the time when most KiwiSaver investors are receiving their annual statements. The survey was responded to by 1,313 KiwiSaver investors, two thirds of the total sample.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  7. 27 September 2017

    FMA publishes annual report 2017

    The Financial Markets Authority (FMA) published its annual report today for the financial year ending June 30 2017. This highlights two key developments for the FMA; a Government review confirming increased funding and the IMF’s Financial System Stability Assessment.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  8. 30 September 2015

    MILESTONE FINANCIAL SERVICES (SOUTHERN) LIMITED

    Milestone Financial Planning (Canterbury) 2016, FSP35702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  9. 1 December 2014

    Brian Leonard Mason

    Brian Leonard Mason, FSP387968, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  10. 2 May 2016

    Lifetime Asset Management Limited

    Lifetime Asset Management Limited, FSP469326, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 19 September 2019

    27 Finance Limited

    27 Finance Limited, FSP683471, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 31 August 2022

    Black Bull Group Limited

    Black Bull Group Limited, FSP403326 is licensed as a derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  13. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  14. 19 September 2019

    Koru Finance Limited

    Koru Finance Limited, FSP683431, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 23 October 2019

    Financial Markets Conduct (Masthead Joint Venture) Exemption Notice 2019

    This notice, which comes into force on 22 October 2019 and is revoked on the close of 21 October 2024, exempts certain trustees of trusts that together either control, or have a potential future interest in, the Masthead Joint Venture from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page