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  1. 29 June 2015

    NZX Obligations Review 2015

    The Financial Markets Conduct Act 2013 (FMC Act)
    requires the FMA to carry out a review, at least annually,
    of how well a licensed market operator is meeting the
    market operator obligations contained in section 314 of
    the FMC Act, and to publish a written report. This report was published in 2015.
    Tags
    Reports and Papers, Market operator, Roles, Monitoring, Business, News & Insights
    Type
    PDF

  2. 13 January 2015

    2015 Letter from the Minister

    Annual letter from the Minister 2015.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  3. 1 June 2015

    Investor Confidence Research 2015

    The Investor confidence Research report 2015 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF, Research

  4. 1 August 2015

    Investigations and Enforcement Report 2015

    This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June
    2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the
    behaviour we expect.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights, Enforcement
    Type
    PDF

  5. 30 November 2015

    Auditor regulation survey 2015

    See the results of the audit survey conducted in 2015. The survey focused on the effectiveness of Audit quality since the introduction of the Act and if NZ auditor oversight regime is of the same standard as in other jurisdictions.
    Tags
    Auditors, Regulation, Roles, Reports and Papers, Business
    Type
    Page, Surveys

  6. 9 June 2015

    Statement of Intent 2015

    This Statement of Intent further develops our strategic direction for the coming four years from July 2015 to
    June 2019 and has been prepared in accordance with Part 4 of the Crown Entities Act 2004. It should be read in
    conjunction with the Statement of Performance Expectations for each year. This report was published in 2015.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  7. 18 June 2015

    Statement of Intent 2015

    This Statement of Intent further develops our strategic direction for the coming four years from July 2015 to
    June 2019 and has been prepared in accordance with Part 4 of the Crown Entities Act 2004. It should be read in
    conjunction with the Statement of Performance Expectations for each year. This is the 2015 report.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  8. 2 October 2015

    FMA Annual Report 2015

    FMA Annual Report 2015.
    Tags
    Type
    PDF, Annual report, Corporate publications

  14. 3 March 2016

    IFIAR Survey of Inspection Findings 2015

    In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  15. 30 May 2015

    CMB Information Sheet for May 2015

    Offers of contributory mortgages made by contributory mortgage brokers who are not lawyers are regulated under the Securities Act (Contributory Mortgage) Regulations 1988 (Regulations). The Regulations exempt brokers from certain disclosure and governance requirements, under the Securities Act 1978.
    Tags
    FMC Act, Governance, Legislation, Business, FMA
    Type
    PDF, Information Sheet