Back

Search results

Found 4112 results. Displaying page 274 of 275

  1. 23 April 2024

    Liquidity risk management guide

    Effective liquidity risk management is a fundamental capability that Managed Investment Scheme (MIS) managers need to implement, maintain and enhance. The guide is designed to assist managers and supervisors effectively manage and oversee liquidity risk.
    Tags
    Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Guidance

  2. 15 April 2024

    Findex Advice Services NZ Limited

    Findex Advice Services NZ Limited is a DIMS licence holder.
    Tags
    Reporting entities, Discretionary investment management scheme (DIMS), Roles, Business
    Type
    Page
    • Suspected scam

    1 May 2024

    Equity Budget – Suspected scam

    We recommend caution when dealing with Equity Budget. Equity Budget is making false claims about being an investment company and being a registered New Zealand company.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  4. 31 January 2024

    People & leadership

    Welcome to the FMA. This page introduces the FMA's executive leadership team and staff policies.
    Tags
    FMA executive team, FMA
    Type
    Page
    • Suspected scam

    3 May 2024

    Kiwibank – Fake term deposits

    A scam offering fake term deposits using the name of Kiwibank is targeting New Zealanders.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 10 May 2024

    CapitalGroup DBG

    CapitalGroup DBG and the following entities are under DBG and the AML reporting entities list.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  7. 10 May 2024

    AML/CFT customer due diligence: trusts

    A trust is an arrangement where a person (the settlor) gives money or property to another person (the trustee), to be held in trust for the benefit of either the trust’s beneficiaries, or a purpose recognised by law. The AML/CFT customer due diligence: trusts fact sheet should be read in conjuction with the beneficial ownership guideline.
    Tags
    AML/CFT, Roles, Independent trustee, News, Business, News & Insights
    Type
    Page, Guidance

  8. 26 September 2023

    Jarden Securities Limited DBG

    Jarden Securities Limited including: Jarden Securities Limited, Jarden Investment Nominees Limited, Jarden Principal Investments Limited, and Jarden Finance Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  9. 8 May 2024

    Blockchain Funds Management Scheme DBG

    Blockchain Funds Management Scheme DBG including:T3P Limited, and T3P Trustee Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  10. 13 May 2024

    Report a scam

    If you suspect you have been targeted by an investment or financial scam, report the scam to the FMA.
    Tags
    Suspected scam, Scams
    Type
    Page
    • Suspected scam

    13 May 2024

    Fake Celebrity Investment Scam – Multiple trading platforms

    The FMA has received several reports regarding fake celebrity or fake influencer endorsement advertisements on social media, promoting online investment schemes.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 9 February 2021

    Choosing an online investing platform

    Online investing platforms enable you to trade shares and other financial products online. We give you things to think about when choosing an online investing platform
    Tags
    Online investing platforms, Ways to invest, Investing, Consumer
    Type
    Page

  13. 15 May 2024

    Investment advice

    An investment adviser works with you to: Understand your needs and goals,
    find options to suit your situation, explain how each investment works, the risks and possible returns, and what it costs, and more.
    Tags
    Financial advice, Get advice, Investment advice, Investing, Consumer
    Type
    Page

  14. 15 March 2021

    Insurance advice

    An insurance adviser works with you to: Understand your needs and goals, work out what you can afford to pay in premiums, find options to suit your situation an more. An insurance adviser is a go-between who deals with insurers to arrange your insurance. They will also help if you need to claim on your insurance.
    Tags
    Financial advice, Get advice, Insurance advice, Investing, Consumer
    Type
    Page

  15. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.
    Tags
    KiwiSaver & Superannuation, Consumer
    Type
    Page