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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1610 results. Displaying page 21 of 108

  1. 3 October 2022

    Consultation paper guidance accounting records

    Consultation paper: Proposed guidance and expectations for keeping proper accounting records
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    PDF, Financial reporting

  2. 30 September 2022

    Climate related disclosure Record keeping initial monitoring approach

    FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.
    Tags
    Ethical finance, Climate related disclosure, Auditors, Directors, Supervisors, Roles, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF

  3. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Judgment, Enforcement
    Type
    PDF

  4. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  6. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback
    Tags
    Consultations, Business
    Type
    PDF, Submission form

  9. 21 September 2022

    WIW 2022 Social tiles

    World Investor Week 2022 social tiles for sharing purposes.
    Tags
    Consumer
    Type

  10. 21 September 2022

    WIW2022 Website banners

    World Investor Week 2022 promotion materials. This zip file includes website banners
    Tags
    Campaigns, Investing, Consumer
    Type

  11. 15 September 2022

    WIW2022 Logos

    World Investor Week 2022 promotion materials. This zip file includes logos
    Tags
    Campaigns, Investing, Consumer
    Type

  12. 11 September 2022

    KiwiSaver Statements Report 0722

    The KiwiSaver Statements research report commissioned by the FMA July 2022
    Tags
    KiwiSaver providers, Supervisor, KiwiSaver & Superannuation, Reports and Papers, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    PDF