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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1609 results. Displaying page 13 of 108

  1. 23 June 2023

    Climate related disclosures monitoring plan 2023-2026

    Climate related disclosures monitoring plan 2023-2026.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Roles, Climate Reporting Entities, Financial Institutions, Business, Managed investment schemes
    Type
    PDF, Guidance

  2. 23 June 2023

    Proposed guidance and expectations for keeping proper climate-related disclosure records

    This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF, Guidance

  3. 20 June 2023

    Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

    Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.
    Tags
    Authorised body under a FAP, Banking, Consultations, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  5. 15 June 2023

    ICE Futures US general obligations review 2023

    The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Market operator
    Type
    PDF

  6. 15 June 2023

    ICE Futures Europe general obligations review 2023

    The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.
    Tags
    Roles, Reports and Papers, Market operator, Business, News & Insights
    Type
    PDF

  7. 12 June 2023

    Exemption notice - Fonterra capital return

    The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
    Tags
    Type
    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

  11. 19 May 2023

    FMA Annual Letter of Expectations for 2024

    Annual letter of expectations from the Minister to the FMA for the priod 2023-2024.
    Tags
    Minister release, Annual letter of expectations from the Minister, FMA, News & Insights
    Type
    PDF

  12. 19 May 2023

    DIMS Regulatory Return Data Template

    DIMS Regulatory Return Data Template.
    Tags
    Discretionary investment management scheme (DIMS), Regulatory returns, Roles, Business
    Type
    Spreadsheet

  14. 18 May 2023

    Exemption Notice - Embark Early Education Limited

    The Financial Markets Conduct (Embark Early Education Limited) Exemption Notice 2023 exempts Embark Early Education Limited (Embark AU) from Part 3 of the Financial Markets Conduct Act 2013 (the Act) in relation to shares in Embark AU that are to be offered to eligible shareholders under a proposed scheme of arrangement pursuant to Part 15 of the Companies Act 1993.
    Tags
    FMC Act, Exemptions, Legislation, Business
    Type
    PDF, Exemption notice, Financial Markets Conduct Act exemptions, Current

  15. 15 May 2023

    NZ RegCo - MOU

    This memorandum of understanding (MOU) sets out the framework for engagement and cooperation between the FMA and NZ RegCo, which takes into account their complementary regulatory roles.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU