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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1608 results. Displaying page 53 of 108

  1. 21 February 2019

    Viaduct Capital & Mutual Finance - Judgment

    High Court verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, 21 February 2019.
    Tags
    Court decision, Enforcement
    Type
    PDF

  2. 21 February 2019

    Viaduct and Mutual finance - case verdicts

    High Court case verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, February 2019.
    Tags
    Judgment, Enforcement
    Type
    PDF

  5. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  9. 15 February 2019

    Gifts and Hospitality since 2013 - OIA response

    OIA response, dated 15 Feb 2019, requesting information surrounding any gifts and hospitality given to FMA staff by private organisations since 2013.
    Tags
    FMA
    Type
    PDF, OIA

  11. 5 February 2019

    OIA Reporting Enitites

    OIA response, dated 5 February 2019, regarding the number of times in 2019 that the FMA requested a reporting entity (RE) seek an audit of its risk assessment
    Tags
    FMA
    Type
    PDF, OIA

  12. 29 January 2019

    Life Insurer Conduct and Culture 2019

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers.
    Tags
    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights
    Type
    PDF