Back

Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 35 of 108

  1. 13 April 2021

    Managed fund fees and value for money - submissions report

    In December 2020 we published a consultation paper seeking input from KiwiSaver managers, KiwiSaver supervisors, other MIS managers, and other interested parties, on the regulatory approach to the statutory requirement that KiwiSaver fees must not be unreasonable and the related overarching statutory duties. This report summarises the feedback we received.
    Tags
    Reports and Papers, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    PDF

  6. 29 March 2021

    Expense Disclosure CE Dec 2020

    CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  8. 26 March 2021

    Common sense for your dollars and cents

    New rules around financial advice came into play in March 2021. The Financial Markets Authority explains the changes and why they are good news for everyday New Zealanders.
    Tags
    Financial advice, Consumer
    Type
    PDF

  10. 25 March 2021

    Consultation Response to submissions regulatory returns DI MIS DIMS

    Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Consultations, Roles, Business
    Type
    PDF