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Found 1616 results. Displaying page 76 of 108

14 November 2016

Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
11 November 2016

Exemption notice - Financial Markets Conduct Corporate Trustees

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
4 November 2016

Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

Financial Markets Conduct (Midlands Mortgage Trust Group
Investment Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
3 November 2016

Exemption notice - AMP legacy superannuation schemes

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

Tags

Exemptions, Business

Type

PDF
2 November 2016

Exemption Notice - Financial Markets Conduct Arria NLG Limited

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
1 November 2016

Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
30 October 2016

Changes to FMA fees and levies 2016

Summary of changes to fees and levies Oct 2016

Tags

Licensing & registration, Business

Type

PDF, Notice
28 October 2016

Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
14 October 2016

Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

Tags

Crowdfunding providers, Roles, Regulatory returns, Business

Type

Word document, Submission form
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix2

Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.

Tags

Roles, Regulatory returns, Business, Peer-to-peer lending service providers

Type

Word document
10 October 2016

Consultation regulatory returns for prescribed intermediary services

This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.

Tags

Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers

Type

PDF
10 October 2016

FMA Annual Report 2016

FMA Annual Report 2016.

Tags

Type

PDF, Annual report, Corporate publications
7 October 2016

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

Tags

Investor information, Waivers, Business, Consumer

Type

PDF
1 October 2016

KiwiSaver Annual Report 2016

We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.

Tags

KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor

Type

PDF, Report