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NZX Review Report

NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2025 report along with previous reports on this page.

Governance Thematic Review

A joint RBNZ and FMA thematic review examining the policies, processes and operational practices of boards of financial institutions in key areas of governance.

Bank Conduct and Culture Review

The Bank Conduct and Culture Review is a report that documents the findings from an FMA and RBNZ review of the conduct and culture in New Zealand retail banks.

Financial Markets Conduct (Nitro Corporation Pty Ltd) Exemption Notice 2015

Financial Markets Conduct (Nitro Corporation Pty Ltd) Exemption Notice 2015 - expired

Cold-calling share scam

New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.

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NZX, as New Zealand’s only Registered Exchange, is an essential part of New Zealand’s financial markets. The General Obligations Review provides FMA with the opportunity to report on the adequacy of the arrangements NZX had in place to comply with its obligations during a particular review period, and to identify issues that, in FMA’s view, would assist NZX to ensure its continued compliance.