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Page last updated: 02 November 2023

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

Before you invest, we recommend that you take steps to protect yourself from being scammed and check the provider is listed on the Financial Service Providers register (FSPR). The FSPR can help you:

  • obtain a business address
  • see the types of financial services the registered company, or individual, provides to customers. Some examples include; money transfers, investment management or financial advice 
  • see any licences or an authorisation status that the company or individual may have
  • see what dispute resolution scheme they belong to.

You may also wish to refer to the IOSCO investor alert list for international scam alerts.

Subscribe to our regular scam warnings email

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Search Results

Found 592 results. Displaying page 39 of 40

  1. Suspected scam

    28 April 2011

    NZ Investment Securities LP (NZIS)

    Unsolicited offer for Sky City Entertainment Group Limited Shares and further expected unsolicited offers.

  4. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.

  5. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
  7. Suspected scam

    1 March 2011

    Premier eFinance

    Premier eFinance is a suspected scam
  8. Suspected scam
    International regulator alerts

    1 January 2011

    Nona Marketing Limited and Albius Limited

    FTO Capital (trading name) is not registered to provide financial services in New Zealand and therefore not able to legally offer financial services in New Zealand.
  10. Suspected scam

    1 January 2011

    AB Financial Group

    AB Financial Group is a suspected scam. www.abfinancialservicesgroup.com
  12. Suspected scam

    1 January 2011

    Oxley Mergers and Acquisitions

    Oxley Mergers and Acquisitions is a suspected scam. 717 Texas Avenue, Houston, TX 77002-2761, UNITED STATES OF AMERICA
  13. Suspected scam

    1 January 2011

    Financial Marketing

    Financial Marketing is a suspected scam. website: www.fusionfinancialmarketing.com
  14. Suspected scam

    1 January 2011

    Evans and Stern Corporation

    Evans and Stern Corporation (website: www.evansandstern.com) is a suspected scam.