Getting prepared for licensing
Page last updated: 20 Feb 2019
The proposed changes to how we regulate financial advice in New Zealand mean you may now need a licence if you want to continue providing advice to retail clients. To help you prepare for the changes, we are developing a series of fact sheets and infographics.
Who will need a licence to provide financial advice?
Choosing your pathway in the new financial advice regime
The new regime provides you with flexibility to structure your business in a way that makes the most sense to you. To help you work through your options, we’ve developed an infographic showing you some of the different ways you can operate under the new regime.
Click to enlarge
What it means to be licensed?