1. News and resources
  2. FMA Update
  3. AFA Update archive
  4. Financial Markets Authority AFA Update: Issue # 34

Financial Markets Authority AFA Update: Issue # 34

Page last updated: 23 Dec 2014

Information sheets – DIMS

A highlights video of the FMA DIMS seminar held in Auckland on the 3rd of December is now available. The seminar included three key segments: understanding DIMS, becoming licensed or authorised, and putting it all together.

Some AFAs attending the seminar had questions concerning both contingency DIMS and also the transitional provisions that apply to AFAs who only intend to offer personalised DIMS under the Financial Advisers Act.

Accordingly, we have published two DIMS information sheets that outline the detail provided at the session:

For further details on what we expect to see in your ABS if you provide personalised DIMS, please refer to the following updated documents: