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Financial Markets Authority AFA Update: Issue # 15

Page last updated: 27 Sep 2013

Release of exposure draft of Code delayed

The Code Committee for Financial Advisers has announced a short delay for the release of the exposure draft version of the Code of Professional Conduct for Authorised Financial Advisers.

It is expected that the exposure draft will be available on the Code Committee website from Thursday 3 October. This will be available for comment for three weeks instead of the two weeks previously indicated.

Regulatory Reporting Guide consultation – don’t forget to have your say

Regulatory reporting is changing for Authorised Financial Advisers (AFAs) so don’t forget to take part in our consultation paper on the proposed Regulatory Reporting Guide (RRG) and the Information Return.

The final date for submissions closes on Friday 11 October 2013.