The FMA filed charges against Garry James Patterson alleging contravention of the FSP Act relating to various insurance policies between 1 July 2013 and 28 May 2015 and obstructing the FMA’s investigation by refusing or failing to appear before the FMA at an interview required under a notice under section 25(1)(d) of the Financial Markets Authority Act 2011, without reasonable excuse.
Garry James Patterson has pleaded guilty to two charges brought by the Financial Markets Authority (FMA) at the Christchurch District Court.
See media release for information.
The FMA has filed charges against Garry James Patterson alleging he was or was holding out as being, in the business of providing financial services in contravention of the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (FSP Act). The charges relate to various insurance policies between 1 July 2013 and 28 May 2015.
See media release for more information.