07 August 2014

Brian Peter Henry

This civil proceeding relates to allegations of market manipulation in breach of the Securities Markets Act.

7 August 2014

At the Auckland High Court, Mr Henry admitted FMA allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988, and a pecuniary penalty of $130,000 was imposed by the Court. Related media release: Brian Henry admits market manipulation.

Download High Court judgment Brian Peter Henry PDF.

5 August 2013

Mr Henry filed his statement of defence to the FMA’s claim.

24 July 2013

FMA confirmed that it has filed civil proceedings against Brian Peter Henry alleging market manipulation of shares in the NZX-listed Diligent Board Member Services. Related media release: FMA files first market manipulation case in New Zealand.