1. News and resources
  2. AFA cancellations, terminations and suspensions

AFA cancellations, terminations and suspensions

Page last updated: 22 Jan 2014

We publish this information for public use. The obligation for updating Authorised Financial Adviser (AFA) details on the Financial Service Providers Register (FSPR) is the responsibility of the AFA, not FMA.

You can visit the www.fspr.govt.nz to review the Register.

AFA Name Suspension period AFA termination date Related
ROSS, David Robert Gilmor 17 December 2012 - 17 June 2013 22 February 2013 Ross Asset Management Limited
BOURKE-SHAW, Rodney Ian 19 February 2013 - 19 June 2013 8 April 2013

FADC decision
KLOOGH, Barry Edward 07 June 2019 - 05 September 2019