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Transitional provisions for AFAs providing personalised DIMS

Page last updated: 1 Jan 2015

Changes to the way DIMS are regulated came into force on 1 December 2014. These include changes to the regulation of personalised DIMS provided to retail clients under the Financial Advisers Act 2008 (FA Act). This information sheet explains the transitional provisions that apply to AFAs who only intend to offer personalised DIMS under the FA Act