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Research reports for IPOs under the Financial Markets Conduct Act 2013

Page last updated: 14 Sep 2015

The Financial Markets Authority (FMA) is focused on capital market growth and integrity, including making sure investors can get resources to help them make informed financial decisions. The Financial Markets Conduct Act 2013 (FMC Act) has put in place a new framework for those offering equity securities in New Zealand, including new, more flexible rules for advertisements and other promotional activities. This information sheet discusses the availability of research reports about issuers on initial public offerings (IPOs). It is intended for issuers, research analysts and brokers.