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Limited personalised advice

Page last updated: 1 Jun 2014

Due to changes in the revised Code of Professional Conduct for AFAs (particularly Code standards 8 and 9), this guidance note no longer applies.


Limited personalised advice guidance noteThis guidance shows how advisers can give high quality limited personalised advice that is time and cost-efficient without generating paperwork that is not required, nor valued by clients. It explains how AFAs can comply with the Financial Advisers Act 2008 (Act) and the Code of Professional Conduct for AFAs (Code) when providing limited personalised advice. We have also provided examples to help explain our approach.