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Exemption from DIMS licensing requirements for AFAs providing a contingency DIMS

Page last updated: 15 Jan 2015

This information sheet explains the exemption from the licensing requirements of the Financial Markets Conduct Act 2013 available to AFAs where Discretionary Investment Management Services (DIMS) are provided to a retail client on a contingency basis.

Download Exemption from DIMS licensing requirements for AFAs providing a contingency DIMS PDF.