Securities trustees and statutory supervisors guidance note is for persons wishing to apply to FMA for licences under the Act. It explains the key steps involved in licensing and the licensing timetable.
QFE adviser business statement guide is to help you decide if you want your business to become a QFE and, if so, how to go about applying for QFE status by preparing an Adviser Business Statement (ABS) which a QFE will need on an ongoing basis.
The purpose of KiwiSaver guideline no.KSGN2: Performance fees and ethical fund fees is to provide general guidance on how the Government Actuary will view fees to be charged directly to a KiwiSaver Scheme.
KiwiSaver guideline no.KSGN1: Unreasonable fees advise how I will view fees to be charged directly to the fund, firstly in the event of a complaint being received about unreasonable fees and secondly following receipt of the trustee annual report and the annual (audited) financial statements.