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Financial Markets Conduct Act exemptions

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Found 114 results. Displaying page 3 of 6

    14 July 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-superannuation-schemes-and-workplace-savings-schemes/

    14 July 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017  Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-unit-trusts-and-group-investment-funds/

    30 June 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-australian-scholarships-group-friendly-society-limited-exemption-notice-2017/

    5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2017/

    13 January 2017

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-jpmorgan-global-growth-and-income-plc-and-jpmorgan-japanese-investment-trust-plc-exemption-notice-2016/

    1 December 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-securities-offered-under-securities-act-1978-exemptions-recognising-overseas-regimes-exemption-notice-2016/