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Financial Markets Conduct Act exemptions

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Found 114 results. Displaying page 3 of 6

    2 February 2018

    Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018

    Under Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018 BNYM is exempted from sections 276 to 279 of the Act in respect of any relevant interest in a financial product that BNYM has as a result of an authority granted to it.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-bank-of-new-york-mellon-exemption-notice-2018/

    18 December 2017

    Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017

    The exemption granted by Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017 exempts the manager of some schemes from the requirement to prepare financial statements for the scheme (as opposed to financial statements for each of the separate funds) provided the criteria in clause 5 are met.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-financial-statements-for-schemes-consisting-only-of-separate-funds-exemption-notice-2017/

    26 May 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/fmc-companies-being-wound-up-debt-securities-allotted-under-securities-act-1978-exemption-notice-2017/

    14 July 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-superannuation-schemes-and-workplace-savings-schemes/

    14 July 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017  Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-unit-trusts-and-group-investment-funds/

    30 June 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-australian-scholarships-group-friendly-society-limited-exemption-notice-2017/