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Financial Markets Conduct Act exemptions

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Found 109 results. Displaying page 2 of 6

    31 October 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-asteron-retirement-investment-limited-and-asteron-life-limited-exemption-notice-2018/

    15 October 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-craigs-investment-partners-self-select-schemes-exemption-notice-2018/

    30 August 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-new-zealand-retirement-trust-exemption-notice-2018/

    28 August 2018

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-christchurch-city-holdings-limited-subsidiary-balance-date-alignment-exemption-notice/

    20 July 2018

    Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018

    Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-kuaotunu-camp-ground-2008-limited-exemption-notice-2018/

    6 April 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice). Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-incidental-offers-exemption-amendment-notice-2018/

    2 February 2018

    Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018

    Under Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018 BNYM is exempted from sections 276 to 279 of the Act in respect of any relevant interest in a financial product that BNYM has as a result of an authority granted to it.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-bank-of-new-york-mellon-exemption-notice-2018/

    18 December 2017

    Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017

    The exemption granted by Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017 exempts the manager of some schemes from the requirement to prepare financial statements for the scheme (as opposed to financial statements for each of the separate funds) provided the criteria in clause 5 are met.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-financial-statements-for-schemes-consisting-only-of-separate-funds-exemption-notice-2017/