1. Compliance
  2. Exemptions
  3. Current exemption notices
  4. Financial Advisers Act exemptions
  5. Financial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016

Financial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016

Page last updated: 29 Apr 2016
Name of noticeFinancial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016
Gazette Notification Date2016-04-28
Date In Force2016-04-29
LI Number
ActFinancial Advisers Act 2008
TypeExemption Notice
Expiry Date2021-04-28
Back to Financial Advisers Act exemptions