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Financial Advisers Act exemptions

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    8 May 2019

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2019

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Sharesies Limited (Sharesies) to that list of entities. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-advisers-act-exemptions/digital-advice-exemption-5/

    14 November 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2018 notice amends the principal notice to add Cigna Life Insurance New Zealand Limited (Cigna Life Insurance) to that list of entities. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-advisers-act-exemptions/financial-advisers-personalised-digital-advice-exemption-amendment-notice-no-2-2018/