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Second Consultation: Request for Feedback – Guidance Note: Effective Disclosure

Page last updated: 5 Apr 2012

5 April 2012

The final date for submissions is 5pm Thursday 10 May 2012.

FMA has previously consulted on proposed guidance on how to prepare and present prospectuses and investment statements. We have incorporated feedback from that consultation into this revised draft guidance note. We are now seeking feedback on this final draft.

Submission process.

This is an opportunity to provide high level feedback on our overall approach and output. The 'Response document and invitation to provide feedback' can be downloaded here.

Please email your feedback, providing it in both PDF and word documents.

Previous submissions

A summary of feedback from the first consultation can be downloaded below in the document 'Response document and invitation to provide feedback'.

Copies of non-confidential submissions are also available.

Next steps

We propose to issue a final version of the guidance note before the end of May 2012.

We will not treat any part of your submission as confidential unless you specifically request we do so. Submissions will be subject to the Official Information Act 1982. We may make submissions available on our website, may compile a summary of the submissions or draw attention to individual submissions in internal or external reports.

If you would like us to withhold any commercially sensitive, confidential or proprietary information included in your submission, please clearly state this in your submission and identify the relevant sections. We will consider any request to have information withheld in accordance with our obligations under the Official Information Act.

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