Regulatory Reporting Guide for AFAs | Consultation Paper

Page last updated: 16 Jul 2014

Second Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

First published 20 March 2014

Final date for submissions	9 April 2014 (this consultation has concluded)
Consultation paper	Regulatory Reporting Guide for Authorised Financial Advisers
Submission form	Included as a part of the consulation paper
E-mail for submission	consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)
Submissions	see the list below
Resulting document	Regulatory Reporting Guide for AFAs

First published 16 September 2013

Final date for submissions	11 October 2013 (this consultation has concluded)
Consultation paper	Regulatory Reporting Guide for Authorised Financial Advisers
Submission form	Included as a part of the consulation paper
E-mail for submission	consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)
Submissions	see the list below

First consultation submissions	Second consultation submissions
ANZ Bank New Zealand Limited	ANZ Bank New Zealand Limited
ASB Bank Limited	Bank of New Zealand
Carey Church	Carey Church
Chris Lynch (Submission No. 1)	Charles Lambert
Chris Lynch (Submission No. 2)	Duncan Balmer
Craig Investment Partners Limited	Financial Services Council
Donald Broad	Michael Dowling
Duncan Balmer	New Zealand Financial Advisers Association
Financial Services Council	Paul Clancy
Institute of Financial Advisers	Rob Jeffs
Kiwibank Limited	Securities Industry Association
Mark Fairfield	SIFA Incorporated
Matthew Lynch	Simon Hassan
Michael Shaw	Somerset Smith Partners
Mike Hayes	Steve Tutbury
Miles Hayward-Ryan	Trustees Executors
Neville Caird	Westpac New Zealand Limited
New Zealand Bankers Association	William Stevens
New Zealand Wealth Adviser Services
Peter Wannan
Professional Advisers Association
Rein Purre
Rob Jeffs
Ross Sheerin
Securities Industry Association
SiFA Inc
Simon Hassan
Somerset Smith Partners
Stephen O'Connor
Stratus Financial Services Ltd
Tony Walker
Trustees Executors Limited
Westpac New Zealand Limited
William Stevens

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