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Consultation

Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

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    • Closed - with decision

    21 October 2010

    Consultation: Standard Conditions for Qualifying Financial Entities (Qfes) - Disclosure and Related Matters

    The Financial Advisers Act 2008 (the Act) provides that a grant of QFE status may be subject to terms and conditions and may also incorporate standard conditions. The proposed standard conditions in this paper relate to a QFE's disclosure obligations under the Act.

    https://www.fma.govt.nz/compliance/consultation/consultation-standard-conditions-for-qualifying-financial-entities-qfes-disclosure-and-related-matters/