1. About us
  2. What we do
  3. Who we regulate

Who we regulate

Page last updated: 21 Feb 2019

Businesses, professionals and markets regulated by the FMA 

The table outlines the entities we regulate through direct licensing or authorisation, and those who are licensed or registered by other agencies but may be subject to elements of laws we enforce. We also take an interest in other products and markets not directly in our remit but linked to financial markets.

Entities regulated by FMA directly and indirectly
Find out more on how we regulate these markets.