Supervised by the Financial Markets Authority as required by the Anti-Money Laundering Act 2009
The information in this list is drawn from the Financial Service Providers Register. Visit www.fspr.govt.nz to see additional information including the AFA's business address and list of services. Entities shown on this list will have to be AML compliant after 30 June 2013.
- Businesses that appear on this list have been identified as reporting entities, supervised by the Financial Markets Authority, under section 5 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009.
- Businesses supervised by the Financial Markets Authority include issuers of securities, trustee companies, futures dealers, collective investment schemes, brokers and financial advisers.
- The list represents our current assessment and will be subject to changes made from time to time.
- This list is not complete, exhaustive nor conclusive. Businesses that do not appear on this list but do meet the definition of reporting entity under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act) will be subject to the obligations created by that Act. If you own, or know of a business that falls within the definition of reporting entity under the Act, and is one of the types of businesses described above, that is not on the list please contact the Financial Markets Authority by emailing details to aml@fma.govt.nz
- If your business is on this list and you do not agree that it falls within the definition of reporting entity under the Act please contact the Financial Markets Authority by emailing details to aml@fma.govt.nz
- Banks, life insurers and non-bank deposit takers are supervised by the Reserve Bank of New Zealand and can access information at www.rbnz.govt.nz. Casinos, money service businesses (including currency exchange and money remittance/transfer), payroll remittance, lending and other services (including non-bank non-deposit-taking lenders, debt collection and factoring), financial leasing, cash transporters, safe deposit/cash storage, and issuing and managing means of payment (including non-bank credit card providers) and any other reporting entities not supervised by the Reserve Bank of New Zealand or the Financial Markets Authority and can access information at www.dia.govt.nz
- This list is not an official or statutory register of reporting entities. It is for information only.
- The listing of a business does not imply that the Financial Markets Authority has approved of the activities of the business and does not certify compliance of the business with applicable legislation.
This list does not constitute the Financial Service Providers Register under the Financial Service Providers (Registration and Dispute Resolution) Act 2008 No 97 (as at 01 April 2011), Public Act
| City | Company | FSPR |
|---|---|---|
| Wellington | Paul Kent Financial Services | FSP100264 |
| Dunedin | The Southern Lighthouse Limited | FSP100304 |
| New Plymouth | Lighthouse Taranaki Limited T/A Tower Financial Advisory Services Taranaki | FSP100306 |
| Auckland | Financial Fitness | FSP10081 |
| Auckland | Echelon Advisers | FSP100904 |
| Queenstown Lakes | Mortgage South | FSP101064 |
| Auckland | Andrew Charles Insurance and Financial Services | FSP101789 |
| Cambridge | Vault Financial Group | FSP101870 |
| Manukau | Inrich Financial Services Limited | FSP101874 |
| Tauranga | Vault Tauranga Ltd | FSP102205 |
| North Shore City | Britannia Financial Services Ltd | FSP10221 |
| Wellington | Adrian Schwarz Financial Services Ltd | FSP102236 |
| Christchurch | Christchurch Insurance, Investments and Superannuation Limited | FSP102584 |
| Auckland | Seneca Financial Services Limited | FSP102606 |
| North Shore City | Health Wealth Preservation Limited | FSP10261 |
| Invercargill | Jon Turnball & Associates T/A Share NZ | FSP102744 |
| Christchurch | Quadrant Financial Services Ltd | FSP102947 |
| Auckland | Reliance Biz Services Ltd | FSP103204 |
| Nelson | Rainey Day Woman | FSP103294 |
| Christchurch | JS Strang Limited | FSP103296 |
| Auckland | Malcolm Carr Financial Services Limited | FSP103406 |
| Christchurch | Roberston Woodham & Associates T/A J P & V Limited | FSP103484 |
| Christchurch | Janton Investments Limited | FSP103509 |
| Christchurch | JS Strang Limited | FSP103609 |
| Auckland | Roost North Harbour | FSP103616 |
| Christchurch | Premier Financial Group Limited | FSP103644 |
| Auckland | True North Invesments Limited | FSP104009 |
| Winton | Incompass Limited | FSP104176 |
| Whangarei | Neeley Financial Services | FSP104205 |
| Auckland | Macy & Associates Ltd | FSP104327 |
| Dunedin Central | Russell Garland | FSP104607 |
| Christchurch | Synergy Group 2000 Limited | FSP104610 |
| Auckland | Insurance Planners Limited | FSP104625 |
| Auckland | Money Matters (NZ) Limited | FSP104724 |
| Auckland | FPNZ (2010) Limited | FSP104945 |
| Wellington | Wealth Solutions Limited | FSP105074 |
| Dunedin | Lindsay Smith Insurance Services Ltd T/A Share | FSP105127 |
| Porirua | Lower Hutt Financial Services Limited | FSP105186 |
| Whangarei | Bradley Nuttall North | FSP105446 |
| Wellington | GoodLife Insurance Brokers Limited | FSP105626 |
| Hawkes Bay | Dynamic Duo Ltd | FSP105668 |
| Nelson | Rainy Day Woman | FSP105904 |
| Palmerston North | Leemar Financial Services Ltd | FSP106126 |
| North Shore City | Buckley Holdings Limited | FSP106326 |
| Christchurch | Lyn Bell & Associates | FSP106404 |
| New Plymouth | Neil Ternouth Financial Services Ltd | FSP106624 |
| Gisborne | Gisborne Financial Services | FSP106840 |
| Wellington | Commix Group Limited | FSP107287 |
| Oamaru | North Otago Brokers Limited | FSP107336 |
| Auckland | Jim Dowsett & Associates Limited | FSP107338 |
| Auckland | Maurice Trapp group | FSP107344 |
| Mount Maunganui | Morgan Steel Financial Services Ltd | FSP107364 |
| Auckland | Kirschberg Financial Services Limited | FSP107592 |
| Wanganui | Fairway Nz Limited | FSP107593 |
| Ashburton | Bob Edwards Insurance & Investment Ltd | FSP107672 |
| Wanganui | Garry Williams | FSP108484 |
| Christchurch | Bradley Nuttall Risk | FSP108628 |
| Auckland | Marie Quinn Financial Services Ltd | FSP108729 |
| North Shore | WillRich Limited | FSP108849 |
| Tauranga | Graeme Shanks Limited | FSP108950 |
| Wellington | Patrick Jackson | FSP109165 |
| Havelock North | The Financial Migration Group | FSP109604 |
| Auckland | MS Capital Management Limited | FSP10961 |
| Paraparaumu | Finanz Limited | FSP109832 |
| Masterton | Steve Sale Insurance Ltd | FSP109834 |
| Kerikeri | Mukiwa Limited | FSP109952 |
| Paraparaumu | Chilton Financial Services Ltd | FSP110232 |
| Invercargill | Larnick Company Limited | FSP110254 |
| Napier | Financial Advice Hawkes Bay | FSP110362 |
| Otorohanga, | Osbornes Financial Services Ltd | FSP11061 |
| Auckland | Goodsense Investments Ltd T/A Emporio Capital | FSP110663 |
| Palmerston North | Jarrett & Associates Ltd | FSP11081 |
| Christchurch | Jenny De Boer Financial Services Ltd | FSP110865 |
| North Shore City | AI Financial Services Limited | FSP111124 |
| Christchurch | G5 Financial Services | FSP111186 |
| Wellington | Wealth Management Limited | FSP111964 |
| Palmerston North | Albeit Enterprises Ltd T/A Progressive Brokers | FSP112351 |
| Auckland | Cliffe Consulting Limited | FSP112385 |
| Wellington | Pure Capital Limited | FSP11261 |
| Hastings | Bay Wealth Solutions Ltd | FSP112990 |
| Palmerston North | Mccartney Woolford Limited | FSP113944 |
| Waitara | Business 229 Financial Services | FSP11481 |
| Tauranga | Transact Wealth Management Ltd | FSP115284 |
| Nelson | Rise Financial Ltd | FSP115564 |
| Christchurch | Sentry Financial Services Limited | FSP11601 |
| Auckland | Lexon Financial Planning | FSP116444 |
| Tauranga | The Investment Centre Limited | FSP116506 |
| Queens Town | All Matters Money Limited | FSP11681 |
| Wellington | First Financial Planning Limited | FSP117146 |
| Manukau | Neville Glaser | FSP117664 |
| North Shore City | Future Wealth | FSP117686 |
| Dunedin | Lindsay J Browning | FSP117687 |
| Palmerston North | Ikon Finance Ltd | FSP117944 |
| Maunganui | Planwise | FSP117965 |
| Waitakere | Breakthrough Financial Solutions Limited | FSP118368 |
| Nelson | Lubransky Financial Planning | FSP119049 |
| Auckland | Mortgage Masters Limited | FSP11921 |
| Whangerai | Zest | FSP119349 |
| Auckland | Goldman Henry Capital Management Limited | FSP11961 |
| Whangarei | Whiteman Group Consultants Limited | FSP120844 |
| Queenstown | Baker Hawes Consultants Ltd | FSP120985 |
| Blenheim | Financial Advisory Services (Wgtn) Ltf | FSP121204 |
| Upper Hutt | Thorner Investment Services | FSP121545 |
| Auckland | Piefunds Investment Management | FSP12181 |
| Whangarei | Capricorn Financial Services Ltd | FSP122365 |
| Havelock North | Peak Portfolio Management Limited | FSP12241 |
| Christchurch | Chris Pope And Associates Ltd | FSP122564 |
| Dunedin | PT Rodger | FSP122724 |
| Auckland | Steadfast Financial Services Ltd | FSP122824 |
| Napier | Somerset Smith Partners, Napier Office | FSP12342 |
| Wanganui | Martin Hogan Financial Services Limited | FSP126204 |
| New Plymouth | The Money People Limited | FSP12761 |
| Christchurch | Southern Financial Planning Limited | FSP12821 |
| Hikurangi | Wyatt Investment Services Limited | FSP129784 |
| Auckland | Insure New Zealand Limited | FSP13222 |
| Whangarei | Northland Money Management | FSP13341 |
| Helensville | Advice Financial | FSP13461 |
| Invercargill | Lifetime Financial Security (NZ) Ltd | FSP13581 |
| Auckland City | New Zealand Financial Planning Company Limited | FSP13881 |
| Waiheke Island | NZ Trans Global Investments Ltd | FSP142064 |
| Auckland | Balmer, Jeffs & Company | FSP14261 |
| Greenhithe | Financial Success Group (2008) Limited | FSP144024 |
| Whangarei | Waldron Financial Services Limited | FSP145204 |
| Auckland | Pernik Capital Limited (previously Shuttleworth Holdings Ltd) | FSP145564 |
| Auckland | Lepton Property Limited | FSP146404 |
| Auckland | Strategic Capital Management Limited | FSP146605 |
| Timaru | VIP Financial Services Limited | FSP14661 |
| Tauranga | Elbon Investments Ltd | FSP147525 |
| Christchurch | Duncan Cotterill Investment Advisors Limited | FSP147544 |
| Red Beach | Gracey Investments Limited | FSP149784 |
| Auckland | FPNZ Invest | FSP150024 |
| Auckland | Discovery Financial Services | FSP150464 |
| Invercargill | Wise Planning Limited | FSP15082 |
| Auckland | Fox & Company Limited | FSP15083 |
| Auckland | Wheeler Financial Services Ltd | FSP152264 |
| Turangi | Moneyworks | FSP15281 |
| Auckland | Brasscorp Limited | FSP15421 |
| Whakatane | Private Asset Management | FSP15481 |
| Auckland | Employee Benefits Consulting Ltd | FSP15581 |
| Auckland | AI Financial Services | FSP156684 |
| Auckland | Devon Funds Management Limited | FSP1581 |
| Auckland | OM Financial Limited - Auckland | FSP15922 |
| Christchurch | Oxford Investment Services Limited | FSP159586 |
| Tauranga | G3 Financial Freedom Limited | FSP16205 |
| Auckland | SurePlan Financial Limited | FSP162244 |
| Hamilton | Hamilton Investment & Risk Management | FSP16581 |
| Auckland | Aim Financial Services | FSP166964 |
| Auckland | Goodlife Financial Advice | FSP167064 |
| Whakatane, | Graeme Tee Financial Services Limited | FSP16721 |
| Auckland | Savings and Investments | FSP1681 |
| Christchurch | Lifetime Financial Security (NZ) Ltd | FSP16881 |
| Hamilton | Hart Capital Partners | FSP16981 |
| Auckland | Lifesure Limited | FSP173204 |
| Auckland | KVB Kunlan New Zealand Limited | FSP1762 |
| Auckland | KVB FX New Zealand Limited | FSP1782 |
| Christchurch | Steve Richens Moneta Financial Group | FSP18161 |
| VIC, Australia | IG Markets Limited | FSP18923 |
| Auckland | Milestone Financial Services (Auckland) Limited | FSP19241 |
| New Plymouth | Imperial Investment Services Limited | FSP19381 |
| Auckland | It Happens Limited | FSP19384 |
| Auckland | Cave Financial Consulting Ltd | FSP19443 |
| Poirua City | Uk Pension Transfers Limited | FSP19444 |
| Manukau | Generation Wealth management | FSP19601 |
| Christchurch | Rede Advisers Limited | FSP19741 |
| Auckland | Lifestyle Planning Limited | FSP19821 |
| Auckland | Velocity Trade | FSP20003 |
| Auckland | Milestone Financial Services | FSP20101 |
| Wellington | Collins Group | FSP20141 |
| North Shore City | Us Advice | FSP20163 |
| North Shore City | Otautu Wealth Management Investment Services Ltd | FSP20461 |
| Wellington | Milford Asset Management | FSP21043 |
| Auckland | NZ Mortgages Pty Ltd | FSP214565 |
| Auckland | Tyndall Investment Management | FSP22562 |
| Auckland | Professional Consulting Group Ltd | FSP22702 |
| Wellington | Edge Capital Markets Limited | FSP23102 |
| Whangarei | Minhinnick & Associates Limited | FSP23202 |
| Wellington | Advice First | FSP23242 |
| Hamilton | JGFP Limited | FSP233025 |
| Auckland | Intercontinental Financial Services Corporation Limited | FSP23321 |
| Christchurch | Murray & Company Wealth Management | FSP23361 |
| Auckland | Brook Asset Management | FSP23421 |
| CHRISTCHURCH | Hamilton Hindin Greene Ltd | FSP23642 |
| New Plymouth | Foresight Financial Planning LTD | FSP23962 |
| Auckland | Mint Asset Management | FSP24461 |
| Wellington | Public Trust | FSP24561 |
| Remuera | Dennis Green & Associates Ltd | FSP24782 |
| HASTINGS | Esam Cushing/FORBAR | FSP24845 |
| Auckland | Forsyth Barr Limited | FSP24848 |
| Wellington | Spicers Portfolio Management | FSP26061 |
| Wanaka | Aspiring Wealth Management | FSP26152 |
| Christchurch | Mander & Co Ltd | FSP26222 |
| Pinehill | YSC Consulting Limited | FSP26344 |
| Dunedin | Polson Higgs Wealth Management Limited | FSP26381 |
| Christchurch | Strategic Financial Planning | FSP26383 |
| Wellington Central | Gareth Morgan Investments | FSP26523 |
| Kerikeri | Alan Clarke Financial Services Ltd | FSP26532 |
| Wellington | Vantage NZ Ltd | FSP26761 |
| Wellington | Maori Trustee | FSP26843 |
| Wanganui | Stoneman Financial Services | FSP27043 |
| Auckland | New Zealand Funds Management | FSP27062 |
| Hastings | Stewart Financial Group Limited | FSP27403 |
| Auckland | WILSON INVESTMENT SERVICES | FSP27441 |
| Palmerston North | Nuview Wealth Solutions | FSP27601 |
| Dunedin | Kepler Group | FSP27628 |
| Dunedin | Kepler Group Otago | FSP27628 |
| Havelock North | Cunningham Financial Services Limited | FSP27703 |
| Auckland | Grant Thornton Wealth Management Limited | FSP28141 |
| Wellington | Grosvenor Investment Management Limited | FSP28142 |
| Auckland | Insurance People | FSP28285 |
| Hastings | Wealth Building Strategies Limited | FSP28521 |
| Auckland | Diversified Investment Strategies Limited | FSP28621 |
| Auckland | Pacific Financial Derivatives Limited | FSP28944 |
| Auckland | Newland Burling & Co. Limited | FSP29029 |
| Auckland | ASB Securities Limited | FSP29162 |
| Christchurch | Canterbury Financial Services Ltd | FSP29382 |
| Levin | COLBERT COOPER FINANCIAL SERVICES | FSP29622 |
| Tauranga | Craigs Investment Partners Limited | FSP29641 |
| Wellington | Pearson Investment Advisory Limited | FSP29664 |
| Auckland | Macquarie Equities New Zealand Limited | FSP29782 |
| Auckland | Trafalgar Copley Limited | FSP29821 |
| Wanganui | Milestone Financial Services (Central) | FSP29827 |
| Dunedin | THISTLE FINANCIAL SERVICES | FSP29842 |
| Invercargill | Feldwick Holdings Limited | FSP29882 |
| Invercargill | Kepler Group Southland/central Otago | FSP30021 |
| Christchurch Central | James Kara | FSP30041 |
| Auckland | SAXE-COBURG | FSP30241 |
| AUCKLAND | Macquarie Equities Custodians Ltd | FSP30284 |
| Christchurch Central | Pensions Transfers Direct (NZ) Ltd | FSP30341 |
| Tauranga | Peter Hawes Investment Services Limited | FSP30441 |
| Masterton | RIVAL GROUP | FSP30481 |
| Auckland | Covenant Trustee Services Limited | FSP30521 |
| Christchurch | Financial Strategies | FSP30544 |
| Dunedin | Fund Managers Otago Limited | FSP30687 |
| North Shore City | Personal Management Services Limited | FSP30721 |
| Christchurch | Murray & Company Limited | FSP30841 |
| Invercargill | Gary Cooper & Associates Limited | FSP30982 |
| Auckland | Canopus Investments Limited | FSP31002 |
| North Shore City | Decisionmakers (Auckland) | FSP31082 |
| North Shore City | Northern Financial Advisory Services Co Ltd | FSP31085 |
| Waitakere | Saving Kiwis Financial Solutions Ltd | FSP31091 |
| Dunedin | Colin Strang Financial Services Limited | FSP31092 |
| Te Awamutu | BD Baynes | FSP31142 |
| North Shore City | Decisionmakers (CBD) | FSP31224 |
| Christchurch | Financial Solutions Cantebury Ltd | FSP31302 |
| Christchurch | Aspiring Asset Mangement | FSP3141 |
| Alexandra | Crawford Lifeco Limited | FSP31484 |
| North Shore City | DecisionMakers (Rangitoto) | FSP31522 |
| Auckland | McLay & Co | FSP31541 |
| Hamilton | Fiona Judd Limited | FSP31602 |
| Whakatane | Pascoe Barton Limited | FSP31762 |
| Palmerston North | Decisionmakers (Manawatu) | FSP31764 |
| Auckland | The Covenant Trustee Company | FSP31883 |
| Wellington | First NZ Capital Securities Limited | FSP3202 |
| Auckland | Currey Financial Services Limited | FSP32186 |
| Christchurch | First Financial Solutions Limited | FSP32267 |
| Wellington | Harbour Asset management | FSP3241 |
| Auckland | Plan B Wealth Management Limited | FSP32422 |
| North Shore City | Financial Lifestyle | FSP32582 |
| Paraparaumu | Chris Lee & Partners Ltd | FSP32643 |
| Auckland | BT Funds Management (NZ) Ltd | FSP32662 |
| Gisborne | McCullochs Limited | FSP32702 |
| Christchurch | Capital Investment Planning | FSP3301 |
| Christchurch | Craig Smith Business Services Ltd | FSP33042 |
| AUCKLAND | JBWere (NZ) Pty Limited | FSP33141 |
| Auckland | Tonkin Financial Services | FSP33203 |
| Auckland | The Executive Consulting Group | FSP33228 |
| Dunedin | Myles Wealth Management Limited | FSP33241 |
| Auckland | Jethro Hooker Associates Limited | FSP33383 |
| Christchurch | Accordia Asset Management Limited | FSP3341 |
| Wellington | New Zealand Guardian Trust (NZGT) | FSP33501 |
| New Plymouth | B&L Jury 2004 Ltd | FSP34042 |
| Auckland | SuccessionPlan NZ Ltd | FSP34121 |
| Auckland | Time Vision Financial Services Limited | FSP34281 |
| Lower Hutt | Allfinanz (Crest Finanical Brokers Ltd) | FSP34361 |
| Lower Hutt | Pension Transfers (2005) Limited | FSP34505 |
| Blenheim | Advanced Financial Solutions | FSP34510 |
| Auckland | LM Investment Management Limited | FSP34521 |
| Christchurch | Whai Rawa | FSP34563 |
| Auckland | Pathfinder Asset Management | FSP34682 |
| Rotorua | Bright Wild & Thomas Financial Services | FSP34684 |
| Paraparaumu | Kapiti Investment Services Limited | FSP34721 |
| Oamaru | Waitaki Financial Services Limited | FSP34765 |
| Dunedin | Bradley Nuttall Otago | FSP34783 |
| Hamilton | Money Solutions Limited | FSP34942 |
| Whakatane | Asset Finance | FSP3501 |
| Lower Hutt | Decisionmakers (Wellington) | FSP35161 |
| Christchurch | Stewart Insurance Christchruch Ltd | FSP35281 |
| Christchurch | Milestone Financial Services (Canterbury) Limited | FSP35702 |
| Wellington | Lyford Assett Management | FSP35961 |
| Christchurch | Brian Trevathan Insurance Services Ltd T/A Lifestyle Financial | FSP36121 |
| Thames | Direct Insurance & Financial Services Ltd | FSP36143 |
| Christchurch | Mortgage Consulting Limited | FSP36165 |
| Auckland | Brackenridge Total Financial Solutions | FSP36166 |
| Auckland | Saturn Portfolio Management Limited | FSP36264 |
| Palmerston North | CORE WEALTH SOLUTIONS | FSP36445 |
| Auckland | Financial Focus (New Zealand) Ltd | FSP36446 |
| Palmerston North | NLA Financial Advisers | FSP36461 |
| Nelson | Goldridge Tasman Limited | FSP36702 |
| Auckland | Select Insurance & Investments Ltd | FSP36841 |
| Christchurch | Investor Link Corp T/A Investor Link Securities | FSP37011 |
| Auckland | Gabrielle Wilson Limited | FSP37018 |
| Tauranga | Bentson Financial Investment Services Ltd | FSP37030 |
| Christchurch | Active Investment Management Limited | FSP37045 |
| North Shore City | Menzies Financial Solutions Ltd | FSP37302 |
| Auckland | Global Portfolios Limited | FSP37381 |
| Wellington | Trustees Executors | FSP37383 |
| Lower Hutt | Milestone Financial Services (Wellington) Limited | FSP37385 |
| Hastings | Barnes Mossman | FSP37421 |
| Auckland | Goldman Sachs & Partners NZ Limited | FSP37443 |
| Dunedin | Southern Wealth Management Limited | FSP37505 |
| AUCKLAND | Macquarie Equipment Finance Ltd | FSP37621 |
| Rotorua | HALLAM JONES INSURANCE & SUPERANNUATION | FSP38182 |
| Taihape | Greenstone Insurance Limited | FSP38342 |
| Auckland | Fisher Funds Management Limited | FSP38581 |
| Dunedin | Michael White Financial Services Ltd | FSP38801 |
| Whangarei | Gunson Mclean | FSP38806 |
| Te Puke | Bennett Gibson Financial Services | FSP38808 |
| Lower Hutt | Financial Frontiers Limited | FSP38943 |
| Palmerston North | Professional Investment Services (Manawatu) Limited | FSP39201 |
| Auckland | Staples Rodway Assett Management | FSP39364 |
| Dunedin | GPS Financial Services Ltd | FSP39481 |
| Wellington | FSB4 Financial Limited | FSP39630 |
| Auckland | NZ 1st Financial Services | FSP39902 |
| Queenstown | Strongbox Wealth Management Limited | FSP39903 |
| Palmerston North | QA Financial Planning Ltd | FSP39936 |
| Tauranga | Stewart Financial Services Limited | FSP39939 |
| Wellington | Goldridge | FSP39961 |
| Hamilton | McKenzie Financial Planning | FSP39965 |
| Saint Albans | CIRCLE CONSULTING | FSP39970 |
| Auckland | GREAT BRITISH PENSIONS | FSP39972 |
| Takapuna | Eriksens Global | FSP40147 |
| Christchurch | Verdicchio Advisory Limited | FSP40321 |
| Auckland | Perpetual | FSP40361 |
| Mount Maunganui | U-Save Investments | FSP40461 |
| Auckland | L'Argent Investments Limited | FSP40669 |
| Hamilton | RJ Hartles 2010 Ltd | FSP40724 |
| Auckland | K Copland & Associates Limited | FSP40781 |
| Queenstown | Rose Capital Management Limited | FSP40942 |
| Christchurch | Kepler Group (Canterbury) | FSP41001 |
| Wanganui | Kevin Aanensen | FSP41037 |
| Auckland | CMC Markets (NZ) Limited | FSP41187 |
| Christchurch | Peak Solutions Limited | FSP41361 |
| Wellington | McDouall Stuart Securities Limited | FSP41526 |
| Auckland | UBS Securities New Zealand Limited | FSP42121 |
| Auckland | Armstrong Financial Services Limited | FSP4221 |
| Christchurch | Pinnacle Wealth Management Limited | FSP42282 |
| Auckland | Rothbury Group | FSP42406 |
| Auckland | Dentice Simpson Consulting | FSP42614 |
| Hastings | Cole Murray Group Limited | FSP42652 |
| Wellington | Mercer (NZ) Limited | FSP42742 |
| Palmerston North | Parsons Financial Services | FSP42761 |
| Timaru | Martin Wakefield | FSP42922 |
| Hastings | CML Financial Planning Ltd | FSP43001 |
| Christchurch | Wilo Financial Services Limited | FSP43325 |
| Auckland | Bancorp Wealth Management | FSP43504 |
| Christchurch | Pam Millar Insurance Limited | FSP43506 |
| Porirua | Stuart McLaren Financial Services Limited | FSP43523 |
| Wellington | IJC Financial Solutions Ltd | FSP43601 |
| Wellington | Lynskey Nalder Limited | FSP43683 |
| Hastings | Fund Managers Central Limited | FSP43686 |
| Napier | Sumner Ryan Investment Advisers Limited | FSP43687 |
| Wellington | Arbitrage Wealth Management Ltd | FSP43922 |
| Palmerston North | Money Concepts Manawatu | FSP43942 |
| Auckland | Stuart + Carlyon Limited | FSP44053 |
| Auckland | Derek Keith Associates | FSP44241 |
| Wellington | Stapleton Financial Solutions Ltd | FSP44500 |
| Waitara | Trevor Sharman-Insurance & Investment Adviser | FSP44801 |
| Auckland | Apex Advice Group Limited | FSP44869 |
| Napier | Financial Sense Limited | FSP45101 |
| Wellington | Gould Steele & Co New Zealand Limited | FSP45442 |
| Auckland | International Financial Planners Limited and Richfields Financial Planners Limited | FSP45582 |
| Christchurch | Reddiford Financial Limited | FSP45861 |
| AUCKLAND | Macquarie Capital New Zealand Limited | FSP4621 |
| Matamata | RJ McLean & Associates | FSP46223 |
| Auckland | Russell Investment Management | FSP46344 |
| Auckland | Wealth Works Limited | FSP46362 |
| Wellington | Gareth Morgan Investments | FSP46781 |
| Wellington | Camelot NZ Limited Partnership | FSP46981 |
| Auckland | Auckland City Brokers Ltd | FSP47021 |
| Wellington | Meridian Brokers Limited | FSP47042 |
| North Shore City | Peter Mark Jackson | FSP47501 |
| Timaru | One to One Risk Services Limited | FSP47582 |
| Auckland | Gerald Brett Wright | FSP47881 |
| Auckland | Accelerate Consulting Limited | FSP48022 |
| Wellington | Brian Race Financial Advisers (2006) Limited | FSP48161 |
| Tauranga | Investment Management Solutions Ltd | FSP48422 |
| North Shore City | AidAsh Limited | FSP48924 |
| Kerikeri | Byfield Limited | FSP49321 |
| Kerikeri | Spicers Porfolio Management Ltd | FSP49321 |
| Christchurch | Investment World Ltd | FSP49702 |
| One Tree Point | Black13 Limited | FSP50442 |
| North Shore City | Marks Finanical Planning Services Limited | FSP50641 |
| Hamilton | Keystone Services (2006) Ltd | FSP50741 |
| Auckland | Medical Financial Advisory Services Ltd | FSP50841 |
| Hastings | Insurance and Investment Services | FSP5101 |
| Paraparaumu | Jensen Five Limited | FSP51321 |
| Auckland | Solander Investments Limited | FSP51484 |
| Wellington | PFL Financial Services Ltd | FSP51621 |
| Invercargill | DKD Services Ltd | FSP51681 |
| Alexandra | Wilmac Financial Services Limited | FSP52023 |
| Blenheim | Marlborough Wealth Management Ltd | FSP52062 |
| Christchurch | The Doak Family Company Limited | FSP52122 |
| Wellington | Headco Holdings Limited | FSP52141 |
| Auckland | Advice Financial AKA SSRS Investmant Management | FSP52181 |
| Whangarei | EJM Limited | FSP52281 |
| Christchurch | Oakridge Financial Services Ltd | FSP52601 |
| Auckland | Ardath Holdings Limited | FSP52681 |
| Palmerston North | P.D.M.S. Financial Services Limited | FSP52761 |
| Auckland | Dundonald Advisory Services Limited | FSP52802 |
| Hamilton | Hunter Charles Consultants Ltd | FSP52821 |
| Dunedin | Russell Richard Quin | FSP52901 |
| Invercargill | Wayne Belesky Ltd | FSP53283 |
| North Shore City | Alba Financial Advisers Limited | FSP53402 |
| Auckland | A&M Watson (2012) | FSP53501 |
| North Shore City | Derek Grantham | FSP53821 |
| Christchurch | Argent Financial Services Limited | FSP53902 |
| Tauranga | Cc Consultancy Limited | FSP54041 |
| Papakura | David Morgan Financial Planning Limited | FSP54123 |
| Manukau | Jabez Consulting Ltd | FSP54261 |
| Wellington | Step Financial Services Limited | FSP54521 |
| Takapuna | Quartz wealth Management | FSP54701 |
| Queenstown | Shaw Financial Limited | FSP54981 |
| New Plymouth | Heartland Taranaki Limited | FSP55001 |
| Palmerston North | Personal Investment Centre Limited | FSP55201 |
| Napier | Napier Financial Services Ltd T/A AMP Solutions Napier | FSP55401 |
| Ashhurst | J Ladd Financial Services Limited | FSP55421 |
| Christchurch | Carter Wilson & Associates T/A South Island Financial Planning Co Limited | FSP55601 |
| Wanganui | Chris Moffat Finacial Services Ltd | FSP56101 |
| Awamutu | KB Financial Solutions Limited | FSP56381 |
| Wanganui | Kelly & Associates | FSP56701 |
| Kerikeri | Spicers Northland (2008) Limited | FSP56821 |
| Keri Keri, | Celestial Enterprises Limited | FSP56841 |
| Havelock North | Jim Hubble Financial Services Limited | FSP57401 |
| Auckland | GHM Consulting (2002) Limited | FSP5741 |
| Wellington | The Terrace Financial Group Limited | FSP57461 |
| Wellington | Nicola Louise Hoy | FSP57541 |
| Upper Hutt | Ways to Wealth Limited | FSP57601 |
| Te Awamutu | Dean Morgan Financial Services Limited | FSP57663 |
| New Plymouth | Bruce Flay & Associates Limited | FSP58201 |
| Matamata | CALHAN | FSP58262 |
| Waipukurau | Walker Mackie Financial Services | FSP58521 |
| Cambridge, | Cornerstone Financial Advisers Limited | FSP58561 |
| Alexandra | Future Financial Solutions Limited | FSP58701 |
| Palmerston North | Gannon Insurance Brokers Limited | FSP58861 |
| Invercargill | Financial Services South Limited T/A AMP South Financial Services | FSP59101 |
| Christchurch | Derry Johnston T/A Canterbury Insurances Ltd | FSP59102 |
| Dannevirke | Amp Viking Financial Services | FSP59601 |
| Northland | AMP Dynamic Financial Services | FSP59801 |
| Christchurch | Richards Financial Services | FSP59822 |
| Auckland | Gerard & Greer Financial Services Limited | FSP59842 |
| Motueka | Castle Trust Financial Planning Ltd | FSP59941 |
| Auckland | Alda Financial Ltd | FSP60001 |
| Auckland, | Taylor Mac Advice Limited T/A GHM Consulting (2002) Limited | FSP6001 |
| Auckland | Financial Success Group | FSP60221 |
| Christchurch | Carolyn Tapley Advisory Services Ltd | FSP60341 |
| Levin | Nick Green Financial Services | FSP61521 |
| Blenheim | Marlborough Financial Services Limited | FSP61761 |
| Auckland | Rothbury Risk & Investment Services Limited | FSP61963 |
| Hamilton | Lifescan Limited | FSP62002 |
| Dunedin | Altus Financial Services | FSP62201 |
| Ashburton | Chamberlain Services Limited T/A AMP Ashburton Financial Services | FSP62381 |
| Wellington | Harbour Capital Financial Services | FSP62481 |
| Auckland | Excel Financial Services Limited | FSP63681 |
| Hamilton | No. 8 Lifebrokers Ltd | FSP64221 |
| Whakatane | Shane McPhee Insurances Limited | FSP64262 |
| Northcote | Costello Financial Services | FSP64521 |
| Whangarei | Liberty Financial Solutions | FSP64861 |
| Nelson | Warren Borlase Insurance & Financial Planning Limited | FSP65521 |
| Tauranga | Transact Wealth Group Limited | FSP65701 |
| Auckland | Nicola Jones Financial Services Limited | FSP65741 |
| Greymouth | John Wood & Associates Limited | FSP65742 |
| Oakura | David John CARROLL | FSP66503 |
| Tuaranga | Financial Success Limited | FSP66541 |
| Tauranga | Graeme Muir Financial Services | FSP66761 |
| Christchurch | Acorn Insurance & Investment Ltd | FSP66846 |
| Hamilton | Tactical Financial Advice Limited | FSP67543 |
| Dunedin | Financial Choice Limited | FSP67624 |
| Lower Hutt | PSP Consulting Ltd | FSP67983 |
| Auckland | Cheltenham Financial Services Limited | FSP68101 |
| Auckland | FINANCIAL HEALTH | FSP68563 |
| Auckland | Genesis Financial Services Ltd | FSP69221 |
| Tauranga | Nexxus Financial Group Limited | FSP69661 |
| Auckland | Insurance & Lending Specialists Limited | FSP69842 |
| Amberley | Constable Financial Resources | FSP69882 |
| Tauranga | New Zealand Financial Planning Company Ltd | FSP69942 |
| Manukau | Independent Investment Brokers 1993 Ltd | FSP69982 |
| Wellington | Stratus Financial Services Limited | FSP70103 |
| Waihi | Sharp Insurances Limited | FSP70105 |
| North Shore City | North Shore Financial Services 2004 | FSP70281 |
| Timaru | Mainland Insurance Mortgages Investment Limited | FSP70601 |
| Auckland | Parveen Sharma | FSP70701 |
| Hamilton | Kerry Kirk Financial Services Limited | FSP70881 |
| Timaru | Peter Hayes & Associates Ltd | FSP70901 |
| Timaru | Bamford Financial Services | FSP71641 |
| Dunedin | Exchange Corp 2002 Ltd | FSP72162 |
| Auckland | Sherilyn Fretton | FSP73301 |
| Blenheim | LD & EK Daines Insurance Solutions | FSP73761 |
| Rotorua | Geyserland Financial Services Ltd | FSP75584 |
| Keri Keri | Whitelaw Weber Financial Services Limited | FSP75661 |
| Taupo | Taupo Moana Group | FSP7581 |
| Auckland | Liquid Financial Solutions Limited T/A AMP Liquid | FSP75961 |
| Hamilton | Goldsworthy Financial Solutions | FSP76181 |
| Wellington | Tawa Financial Services Limited | FSP77261 |
| Wellington | City Brokers Ellis Limited | FSP77361 |
| Wellington | Red Risk Managers | FSP77541 |
| Paraparamu | Sterling Pensions Transfers Limited | FSP78162 |
| Christchurch | Paul Wilson & Associates Limited | FSP79142 |
| Auckland | Hatton Financial Services Ltd | FSP79842 |
| Wellington | Cranfield Insurance & Investments Ltd | FSP80522 |
| New Plymouth | Lisa Kasperski | FSP80621 |
| Auckland | Montage Financial Planning Ltd | FSP80763 |
| Auckland | S W Morris & Associates Ltd | FSP81187 |
| Auckland | Newton Ross Limited | FSP8141 |
| Palmerston North | Manawatu Insurance & Investment Ltd | FSP82701 |
| Auckland | Stewart Imrie Financial Services Limited | FSP8281 |
| Palmerston North | Wealthdesign Limited | FSP82969 |
| Napier | Bay Financial Centre | FSP83721 |
| Auckland | Jim Davies Financial Services | FSP84682 |
| Wellington | Maxim Wealth Limited | FSP84741 |
| Wanganui | Coast to Coast Financial Services Limited | FSP8521 |
| Wellington | Money Concepts New Zealand T/A Global Financial Planning Ltd | FSP85223 |
| Christchurch | Milner Financial Limited | FSP85721 |
| Auckland | Insurance Professionals 2010 Ltd | FSP86741 |
| Christchurch | Future Life Solutions Limited | FSP8681 |
| Tauranga | Rothbury Financial Services Limited | FSP87164 |
| Napier | Shape Life And Financial Brokers Limited | FSP87301 |
| Auckland | Graeme Jackson Financial Services Limited | FSP87921 |
| Auckland | Oswin Griffiths Financial Services Ltd | FSP89241 |
| Auckland | Morgan Taylor Limited | FSP89901 |
| Tauranga | Deane & Associates Ltd T/A AMP BOP Financial Services | FSP90043 |
| Upper Hutt | Finanical Advisory Services Ltd | FSP90121 |
| Wellington | Central Brokers Insurance Limited | FSP90842 |
| Northshore City | DWL Limited | FSP91041 |
| Auckland | Vision Financial Management Limited | FSP9221 |
| Te Kuiti | AMP King Country Financial Services | FSP92363 |
| Waitakere | West Auckland Wealth Management | FSP93001 |
| Auckland | JMIS Limited | FSP93061 |
| Cambridge | Life-Time Financial Group Ltd | FSP93243 |
| Wellington | JM Penlington & Associaties Ltd | FSP93361 |
| Tauranga | EOS Financial Limited | FSP93362 |
| Cambridge | Vault Taupo Limited | FSP93401 |
| Greymouth | East West Financial Services Limited | FSP93521 |
| Wellsford | Certus Limited T/A Certus Financial Group | FSP94301 |
| Wellington | Wealth Navigators Limited | FSP94561 |
| Hamilton | Shane Downey Consulting Ltd | FSP94601 |
| Auckland | HiFX | FSP94961 |
| Christchurch | Rademakers Financial Services Limited | FSP95221 |
| Warkworth | Aim Financial Services | FSP95306 |
| Auckland | Alun Rees-Williams | FSP95784 |
| Te Kuiti | Warren Latham Financial Services | FSP95885 |
| North Shore City | John Cameron Insurance and Financial Services | FSP95904 |
| Auckland | Elevation Capital Management Limited | FSP9601 |
| Whangarei | Rob Anderson & Associates | FSP96164 |
| Masterton | Straas Holdings Limited | FSP96244 |
| Waihi | Leon Sharp | FSP96264 |
| Mangawhai | Vale Financial Services Limited | FSP97024 |
| Christchurch | SHARE | FSP97084 |
| Christchurch | Laredo Risk & Insurance Ltd | FSP97304 |
| Tauranga | Graham Russell Financial Services Limited | FSP97324 |
| New Plymouth | Horizon Insurance and Investment Brokers Limited | FSP97364 |
| Lower Hutt | Chris MacKay Financial Planning Ltd | FSP9821 |
| Auckland | Hassan & Associates | FSP9861 |
| Nelson | Powerhouse Financial Services Limited T/A AMP Powerhouse Financial Services | FSP98784 |
| Nelson | Blackard Limited | FSP98804 |
| Auckland | S J Hassan & Associates Limited | FSP9881 |
| Thames | Premier Central Waikato Financial Services Limited | FSP98924 |
| Manukau | John Grogan Insurances 2006 Limited | FSP98925 |
| Napier | AMP Bay Financial Services Hawkes Bay Ltd | FSP99424 |
| North Shore City | David J Mortimer | FSP99624 |
| Christchurch | Amicus Group Limited | FSP99644 |
| Christchurch | Socrates Fund Management Limited | FSP7681 |
| Auckland | Perpetual Asset Management Limited | FSP40363 |
| Auckland | Richmond Investment Management GP Limited | FSP135564 |
| Wellington | Implemented Investment Solutions Ltd | FSP127464 |
| Wellington | FNZ Limited | FSP12981 |
| Wellington | BNP Paribas Fund Services Australasia Ltd | FSP42061 |
| Auckland | AMP Life Limited | FSP38141 |
| Auckland | AMP Services (NZ) Limited | FSP38082 |
| Auckland | AMP Superannuation(NZ) Limited | FSP38021 |
| Auckland | AMP Wealth Management New Zealand Limited | FSP25061 |
| Auckland | Goldman Sachs New Zealand Securities Limited | FSP37446 |
| Auckland | Goldman Sachs New Zealand Limited | FSP37443 |
| Auckland | Goldman Sachs New Zealand Private Equity Limited | FSP37453 |
| Auckland | Goldman Sachs New Zealand Mezzanine Limited | FSP37454 |
| Auckland | Portfolio Custodian Ltd | FSP37391 |
| Auckland | Equity Nominees Ltd | FSP37448 |
| Auckland | Norfolk Financial Management Limited | FSP35843 |
| Auckland | LifeFirst (New Zealand) Limited | FSP257125 |
| Wellington | Pencarrow Private Entity Limited | FSP12501 |
| Masterton | Bramwell Brown Limited | FSP28047 |
| Auckland | Macquarie Securities (NZ) Ltd | FSP14521 |
| Auckland | Hayes Asset Management Limited | FSP276245 |
| Auckland | AMP Capital Investors (New Zealand) | FSP27163 |
| Auckland | EQUITY INVESTMENT ADVISERS LIMITED | FSP259485 |
| Auckland | Deutsche Securities New Zealand Ltd | FSP32602 |
| Auckland | Macquarie Private Wealth | FSP168304 |
| Wellington | Woodward Partners���� | FSP229425 |
| Wellington | Gareth Morgan Kiwisaver | FSP46761 |
| Wellington | Funds Administration New Zealand Limited | FSP3961 |
| Auckland | Generate Investment Management Limited | FSP271005 |
| Auckland | Global Brokers NZ Ltd | FSP8541 |
| Christchurch | Health Professional Services | FSP45461 |
| Auckland | Investment Research Group (IRG) | FSP268405 |
| Auckland | MCI Markets Limited | FSP44173 |
| Auckland | McLean Financial Planning | FSP60781 |
| Auckland | NZAM Funds Limited | FSP252545 |
| Wellington | Redress Limited | FSP255745 |
| Lower Hutt | Dux Financial Services | FSP101164 |
| Lower Hutt | Hutt City Insurance & Financial Services | FSP102828 |
| Akaroa | Financial Pathways Ltd | FSP51642 |
| Christchurch | Mainland Financial Planning Ltd | FSP71682 |
| Auckland | JBWere (NZ) Nominees Limited | FSP33164 |
| Auckland | Margin Lending (NZ) Limited | FSP33202 |
| Auckland | Aon New Zealand | FSP16841 |
| Auckland | Superannuation Management Nominees Limited | FSP27084 |
| Auckland | New Zealand Administration Services Limited | FSP27084 |
| Auckland | New Zealand Funds� Superannuation Limited | FSP27121 |
| Auckland | NZ Funds Private Wealth Limited | FSP33241 |
| Auckland | Southern Cross Finance Limited | FSP5561 |
| Auckland | SCFL Management Limited | FSP16281 |
| Auckland | SCFL Nominees Limited | FSP16204 |
| Wellington | Medical Assurance Society New Zealand Limited | FSP35849 |
| Wellington | Medical Funds Management Limited | FSP39643 |
| Wellington | Medical Securities Limited | FSP39382 |
| Wellington | Kapiti Coast Financial Services Limited | FSP5202 |
| Invercargill | Insbrok Financial Services Ltd | FSP38701 |
| Auckland | RUTHERFORD REDE (AKLD) LIMITED | FSP174024 |
| Wellington | RUTHERFORD REDE (HUTT) LIMITED | FSP31942 |
| Auckland | RUTHERFORD REDE (N.I.) LIMITED | FSP38823 |
| Hamilton | RUTHERFORD REDE ( NORTHERN ) LIMITED | FSP37822 |
| New Plymouth | Adams and Associates | FSP106225 |
| Kaiapoi | Balmyle Coach House Limited | FSP51764 |
| Invercargill | Steve Oliver Financial Services Limited | FSP70161 |
| Auckland | Templeton Investment & Finance Limited | FSP91401 |
| Hamilton | Business Architects Ltd T/A SHARE | FSP102724 |
| Wellington | City Brokers Leitch Ltd T/A SHARE NZ Ltd | FSP107284 |
| Dunedin | David K Callon T/A SHARE | FSP105545 |
| Auckland | John Hill T/A Share | FSP110258 |
| Wellington | Noel Cook Services Ltd T/A Share | FSP80001 |
| Waitakere | Property Finance Solutions Ltd T/A SHARE | FSP100405 |
| Dunedin | Risk Specialists Ltd T/A SHARE | FSP109698 |
| Christchurch | Stewart Financial Solutions Ltd T/A SHARE | FSP109986 |
| Nelson | Endeavour Wealth Management | FSP105806 |
| Wellington | Thompson Financial Services Limited | FSP85283 |
| Rotorua | Rausaria Financial Services Limited | FSP109912 |
| Tauranga | Reed Financial Services Limited | FSP84442 |
| Masterton | Financial Advice Wiararapa Limited | FSP107727 |
| Hamilton | Hannan & Dodd Ltd | FSP83881 |
| Palmerston North | Coralie Yorke Financial Services Ltd | FSP33183 |
| Dunedin | Beacon Financial Services (otago) Limited | FSP46381 |
| Palmerston North | Athol Williamson Financial Services Limited | FSP66201 |
| Wellington | Arrow Financial Services Ltd | FSP215225 |
| Dunedin | Forsyth Barr Custodians Limited | FSP25083 |
| Dunedin | Forsyth Barr Cash Management Nominees Limited | FSP260845 |
| Dunedin | Forsyth Barr Esam Cushing Limited | FSP24845 |
| Dunedin | Forsyth Barr Funds Management Limited | FSP24961 |
| Dunedin | Leveraged Equities Finance Limited | FSP25161 |
| Dunedin | Forsyth Barr Kiwisaver Limited | FSP25021 |
| Wellington | ANZ SECURITIES (NZ) LIMITED | FSP202106 |
| Wellington | ANZ NEW ZEALAND SECURITIES LIMITED | FSP32943 |
| Auckland | Diversified Wealth Management Limited | FSP9701 |
| Dunedin | Forsyth Barr Group Limited | FSP296946 |