Closed Consultations

These consultations have now been closed.

Date Item Title Details for BasicRegistryItem
19 November 2014 Consultation paper: Personalised DIMS under the Financial Advisers Act 2008

Date: 2014-11-19

Title: Consultation paper: Personalised DIMS under the Financial Advisers Act 2008

17 November 2014 Consultation paper: Going Public – A Director’s Guide

Date: 2014-11-17

Title: Consultation paper: Going Public – A Director’s Guide

13 November 2014 Consultation paper: Content and form of Disclose register information

Date: 2014-11-13

Title: Consultation paper: Content and form of Disclose register information

10 November 2014 Consultation: Corporate Governance in New Zealand – Principles and Guidelines

Date: 2014-11-10

Title: Consultation: Corporate Governance in New Zealand – Principles and Guidelines

3 November 2014 Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

Date: 2014-11-03

Title: Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

28 October 2014 Consultation Paper: Update of Guidance Note: Effective Disclosure

Date: 2014-10-28

Title: Consultation Paper: Update of Guidance Note: Effective Disclosure

8 September 2014 Consultation Paper: Derivatives Issuer Standard Condition on Suitability

Date: 2014-09-08

Title: Consultation Paper: Derivatives Issuer Standard Condition on Suitability

28 August 2014 Consultation Paper: SIPOs and Limit Breaks

Date: 2014-08-28

Title: Consultation Paper: SIPOs and Limit Breaks

18 June 2014 Consultation Paper: Class Exemption for the form and content of investment statements for Initial Public Offers

Date: 2014-06-18

Title: Consultation Paper: Class Exemption for the form and content of investment statements for Initial Public Offers

9 June 2014 Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

Date: 2014-06-09

Title: Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

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