Closed Consultations

These consultations have now been closed.

Date Item Title Details for BasicRegistryItem
8 September 2014 Consultation Paper: Derivatives Issuer Standard Condition on Suitability

Date: 2014-09-08

Title: Consultation Paper: Derivatives Issuer Standard Condition on Suitability

28 August 2014 Consultation Paper: SIPOs and Limit Breaks

Date: 2014-08-28

Title: Consultation Paper: SIPOs and Limit Breaks

18 June 2014 Consultation Paper: Class Exemption for the form and content of investment statements for Initial Public Offers

Date: 2014-06-18

Title: Consultation Paper: Class Exemption for the form and content of investment statements for Initial Public Offers

9 June 2014 Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

Date: 2014-06-09

Title: Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

14 May 2014 FMA seeks comments on proposed class exemption to apply to initial public offers

Date: 2014-05-14

Title: FMA seeks comments on proposed class exemption to apply to initial public offers

20 March 2014 Second Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

Date: 2014-03-20

Title: Second Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

31 January 2014 Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

Date: 2014-01-31

Title: Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

13 December 2013 Consultation Papers on draft minimum standards and conditions for new licenses

Date: 2013-12-13

Title: Consultation Papers on draft minimum standards and conditions for new licenses

16 September 2013 Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

Date: 2013-09-16

Title: Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

26 July 2013 Consultation paper: Draft guidance notes for financial advisers

Date: 2013-07-26

Title: Consultation paper: Draft guidance notes for financial advisers

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