Current Exemption Notices

Notices currently in force are listed below. Follow the links to see more information about each notice, including the type of notice and expiry date. To read notices which are statutory regulations, as indicated by an SR number, go to the New Zealand Legislation website. All other notices are available on this website with the notice details. Copies are also available for purchase from FMA on request. See office contact details.

Date Act Details for ExemptionRegistryItem
4 October 2014 Securities Act (Tairua Marina)

DateInForce: 2014-10-04

Act: Securities Act

Company: Tairua Marina

30 September 2014 Securities Act (HSBC Overseas Banks)

DateInForce: 2014-09-30

Act: Securities Act

Company: HSBC Overseas Banks

15 September 2014 Securities Act (Hercules Limited)

DateInForce: 2014-09-15

Act: Securities Act

Company: Hercules Limited

8 September 2014 Securities Act (WhereScape Software Limited)

DateInForce: 2014-09-08

Act: Securities Act

Company: WhereScape Software Limited

5 September 2014 Securities Act (Form and Content of Investment Statement for Equity Security Offers)

DateInForce: 2014-09-05

Act: Securities Act

Company: Form and Content of Investment Statement for Equity Security Offers

25 July 2014 Securities Act (Extension of Term)

DateInForce: 2014-07-25

Act: Securities Act

Company: Extension of Term

17 July 2014 Securities Act (EROAD Limited)

DateInForce: 2014-07-17

Act: Securities Act

Company: EROAD Limited

15 July 2014 Securities Markets Act (NZX – New Market Limited)

DateInForce: 2014-07-15

Act: Securities Markets Act

Company: NZX – New Market Limited

7 July 2014 Securities Act (Metro Performance Glass Limited)

DateInForce: 2014-07-07

Act: Securities Act

Company: Metro Performance Glass Limited

5 July 2014 Securities Act (Vocus Communications Limited)

DateInForce: 2014-07-05

Act: Securities Act

Company: Vocus Communications Limited

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