Reports and Papers

Publications other than Annual Reports, consultation documents, and Statements of Intent are listed below.

To view FMA's Corporate Publications such as the Annual Report and Statement of Intent, please click here.

Date Item Title Details for BasicRegistryItem
25 September 2014 Investigations and Enforcement Report 2014

Date: 2014-09-25

Title: Investigations and Enforcement Report 2014

12 September 2014 Authorised Financial Advisers Monitoring Report 2014

Date: 2014-09-12

Title: Authorised Financial Advisers Monitoring Report 2014

12 September 2014 Qualifying Financial Entities Monitoring Report 2014

Date: 2014-09-12

Title: Qualifying Financial Entities Monitoring Report 2014

3 July 2014 Review of non-filing of financial statements

Date: 2014-07-03

Title: Review of non-filing of financial statements

30 June 2014 Going Concern disclosures in financial statements

Date: 2014-06-30

Title: Going Concern disclosures in financial statements

30 June 2014 NZX General Obligations Review 2014

Date: 2014-06-30

Title: NZX General Obligations Review 2014

13 June 2014 Auditor regulation and oversight plan for the three years ending 30 June 2017

Date: 2014-06-13

Title: Auditor regulation and oversight plan for the three years ending 30 June 2017

20 May 2014 Attitudes towards New Zealand’s financial markets survey

Date: 2014-05-20

Title: Attitudes towards New Zealand’s financial markets survey

30 April 2014 Investor experience of IPOs survey

Date: 2014-04-30

Title: Investor experience of IPOs survey

7 April 2014 Disclosure of fees paid to auditors by listed issuers

Date: 2014-04-07

Title: Disclosure of fees paid to auditors by listed issuers

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