This list shows companies or individuals FMA is aware of who do not comply with New Zealand's financial services laws or are not registered as a financial service provider in New Zealand.
Find out more about why it's important for financial service providers to be registered.
The list is not exhaustive. If you are cold called from a firm, or if you have found a company on the internet, that is not on the list, it does not mean they are genuine or appropriately registered.
Names recently added to the list (most recent at the top)
- Milton Keynes Capital Partners LLP
- E1 Asset Management, Inc.
- Swiss Asia Commodities Securities
- Halcyon Offshore Asset Management
- Vision Continental Consultants Limited ("VCC")
- Vision Continental services Limited
- Advisorcorp
- Century Bancorp of New Zealand/Century Savings and Trust Ltd
- Maxum Gold Bnk Limited/Maxum Gold Bnk Holdings Limited/Maxum Gold Bnk PCPT Limited
- New Zealand International Savings and Loans Ltd
- Swiss Financial Corp Limited
- Trendoks IMG (NZ) LLC
- Trillion Private Wealth Limited
- Vista International Services Limited
- Sumitomo Financial Corporation
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A
Abacus International Capital Corp
The Abacus International Capital Corp listed has stolen the identity of a legitimate firm in the United States. The legitimate Abacus International Corp can be contacted by phone at (212) 285 4770 or by fax (212) 285 4136 or (212) 274 0107.
Published on this site July 2007
Abbey House Acquisitions
Tower 42
25 Old Broad St
London
EC2N 1HQ
UNITED KINGDOM
Published on this site March 2006
AB Financial Group
440 South Laselle Street
Suite 3300
Chicago, IL 60605
UNITED STATES OF AMERICA
Phone: +1 312 283 0869
Fax: +1 866 277 9351
E-mail: info@abfinancialservicesgroup.com, info@nasdaqshareholdersupport.org
Website: www.abfinancialservicesgroup.com
Advisorcorp Limited
602 Yaldhurst Road Rd 6
Christchurch 7676
New Zealand
Website: www.advisorcorp.com.au
Published on this site July 2012
Alderman Associates Ltd
Arca Central Building
14F 1-2-1 Kinshi Sumida-ku, 1300031
Tokyo
JAPAN
Phone: +81 3 4520 9536
Fax: +81 3 6385 7599
E-mail: info@aldermanassociatesltd.com
Website: www.aldermanassocitesltd.com
Associated individuals: John Davis, Elizabeth Dole, Jamie Glanfield, Terry Staley, Steven Ong
Published on this site January 2010
Alpha REIT Advisors Co., Ltd
1-9-20, Akasaka
Minato-ku
Tokyo, 107-0052
Japan
Phone: + 8150 5539 8517
Fax: + 813 5501 9694
Website: www.alphareitadvisors.com
Email: contact@alphareitadvisors.com
Published on this site March 2010
American Financial Group
Ten G Street
NE 6th Floor
Washington DC 20002
USA
Phone: 852 1904 4132 also used is 1 800 2020 227
Website: www.amfigroup.com
Email: info@amfigroup.com
Associated individuals: Stephen O. Smith, Brandon Robertson, James Lander
Published on this site September 2011
Anderson Tate
4107 Emerald Street
Boise
Idaho 83706
UNITED STATES OF AMERICA
Published on this site January 2004
Anova Corporate Services
222 Yanan Road East
Shanghai
CHINA 200002
Associated individual: Stuart Lucas
Published on this site July 2004
Apple Investment Company Pty Ltd.
Level 13, 50 Cavill Avenue
Surfers Paradise
Gold Coast, QLD 4217
AUSTRALIA
Phone: +617 55 534 139
Fax: +617 55 383 390
Email: info@appleinvestmentcompany.com.au
www.appleinvestmentcompany.com.au
Published on this site October 2010
Apple Investment Company Ltd.
Level 11, 48 Wall Street
New York
NY, 10005
UNITED STATES OF AMERICA
Phone: +212 918 4952
Fax: +212 918 4801
Email: info@appleinvestmentcompany.com
www.appleinvestmentcompany.com
Published on this site October 2010
Arawack Portfolio Management Inc
Sunlife Plaza, 144 - 4th Avenue SW
Ste. 3600
West Tower
Calgary, AB T2P 3N4
CANADA
Published on this site October 2005
Argus Capital Investment Corporation
Postbus 59366
1040 KJ Amsterdam
THE NETHERLANDS
Associated individual: Ted Davies
Published on this site August 2001
Asia Pacific Advisors Ltd
24 Fl Pu Fa Tower
588 Pudong South Road
Pudong
Shanghai 2001200
CHINA
Phone: +86 21 3126 9109
Fax: +86 21 5107 9311
E-mail: noreply@asiapacificadvisors.com
Website: www.asiapacificadvisors.com
Associated individuals: Richard Kingman, Samuel Wong
Published on this site August 2001
Associated Financial Services
118 Broadway
Fargo
ND 58102
40 Exchange Place, New York, NY 10005
Not to be confused with the genuine: Associated Financial Services, Inc, 118 Broadway, Suite 504 (BLACK BLDG) PO Box 2163, FARGO ND 58102 USA Tel: +1-701-293-9434
Published on this site June 2008
Atlantic International Partners
01-03 Ocean Building
10 Collyer Quay
SINGAPORE 49315
Published on this site May 2005
Atlantis Mergers & Acquisition Group, Inc.
J P Morgan International Plaza
Suite 1500
14221 Dallas Parkaway
Dallas
Texas 75254
UNITED STATES OF AMERICA
Published on this site December 2005
B
Baros Corporation
2857 NW 78 Avenue
Miami
Florida
UNITED STATES OF AMERICA
Published on this site November 2004
Baxter Financial Group Inc
1040 Avenue of the Americas
24th Floor
New York
NY 10018
UNITED STATES OF AMERICA
Published on this site April 2004
Baycorp International Mergers & Acquisitions
9 Bei San Huan Dong Lu
Chao Yang District
Beijing 100029
CHINA
Published on this site August 2007
Beacon Capital Management
70 Kimberly Road
HONG KONG
(Beacon Capital Management, Hong Kong should not be confused with Beacon Capital Markets, LLC, UNITED STATES OF AMERICA or Beacon Capital Management Advisors, UNITED STATES OF AMERICA)
Published on this site October 2005
Beijing International Research Mergers and Acquisitions
3/F Building B
E-Wing Center
113 Zhichun Rd
Haidan District
Beijing 100086
CHINA
Published on this site June 2006
Bell International Asset Management
12020 Shamrock Plaza
Omaha, Nebraska 68154-3537
UNITED STATES OF AMERICA
Published on this site May 2005
Benson Dupont Capital Management Inc
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN
Published on this site August 2001
Benson Dupont
Level 23, CP Tower
313 Silom Road
Bangkok 10500
THAILAND
Associated individuals: Steve Wilson and Keith Nochman
Published on this site August 2000
Bentley Moore & Daines Sterling Strategies Group Limited
18 Avenue Louis-Casai
Geneva 28
1211
SWITZERLAND
Published on this site November 2003
Berchmans Lee Company Inc
1410 Herrera Tower
Herrera Street
Salcedo Village
Makati
Manila
PHILIPPINES
Associated individual: Chris Carter
Published on this site September 2000
Berger Aron Macey
Suite 2700, 1240 Peachtree Street NE
Atlanta, GA 30309
UNITED STATES OF AMERICA
Published on this site June 2007
Berkely Financial
Associated individual: Harry Dean
Published on this site November 2009
Bernard Kaplan
The Mercantile Exchange
30 South Wacker Drive, 22nd floor
Chicago, Illinois 60606
UNITED STATES OF AMERICA
Published on this site June 2007
Bernstein & Zeiglier
10 Anson Road
# 18-18 International Plaza
SINGAPORE 079903
Associated individual: Henry Thornton
Published on this site September 2002
Bion, McConnan & Associates LLB
141 757 West Hastings St
Suite 800
Vancouver B.C.
CANADA
Published on this site September 2002
BioMaxx Systems Inc.
Suite 1801
1 Yonge Street
Toronto
Ontario M5E 1WS
CANADA
Associated person: Ralph Bayer
Published on this site December 2007
Boston Global Finance Inc.
Paragon Towers
233 Needham Street, suite 300
Newton MA 02464
UNITED STATES OF AMERICA
Associated individual: Jessica Tyler
Published on this site July 2004
Bradford Kempner Investments Limited
Unit 1512, 15th Floor
Q-House Asoke Building
66 Sukhumvit 21 Road
Klongtoey Nua
Wattana
Bangkok 10110
THAILAND
Published on this site September 2001
Bradley, Chen & Associates
HONG KONG
Associated individual: David Lake
Published on this site July 2004
Bremer Finance Ltd
Howard Hughes Center
6601 Center Drive, Suite 500
Los Angeles, CA 90045
USA
Published on this site August 2007
Brooks Pearson Investment Limited
Wisma Danamon Aetna Life
19th Floor, Jalan Jondral Sudirtnan
Kauling 45-46
Jakarta 12930
INDONESIA
Published on this site July 2001
Brown & Company Trading Inc
JAPAN
Published on this site April 2007
Brown & Burke Securities
339, La Salle St
Chicago, IL 60605
UNITED STATES OF AMERICA
Published on this site May 2005
C
Can Am Acquisitions Inc
ABC Center
500 North Michigan Ave
Suite 300
Chicago Illinois 60611
UNITED STATES OF AMERICA
Published on this site March 2005
Capital Assets Limited
Taipei Metro Building
Suite D, 11/F
No. 207 Tun Hwa South Road, Sec.2
Taipei
TAIWAN
Associated individual: Robert Mason
Published on this site March 2001
Capital Growth Equities S.L.
Apartado de Correos 1057
29600, Malaga
SPAIN
Published on this site December 2003
Capital Management Group
340 South Main Street
New City
NY 10956
UNITED STATES OF AMERICA
Associated individual: Thomas White
Published on this site November 2004
Capital Transfer Consolidated
410 Park Avenue
New York, NY 10022
UNITED STATES OF AMERICA
Phone: + 1 212 359 1625
Fax: + 1 212 918 3467
website: www.capitalconsolidated.com
e-mail: info@capitalconsolidated.com
Associated individual: John Lewis
Published on this site March 2009
Capitol Transfer
1121 West Park Ave
Suite 100
Los Angeles
California 90021
UNITED STATES OF AMERICA
Phone: +1 206 338 2159
Fax: +1 323 421 9366
website: www.capitoltransfer.com
e-mail: capitol@capitoltransfer.com
Associated individuals: Frank Roth, William Johnson
Published on this site March 2009
Castlepeak and Sons, Ltd
Blue Ash 11427 Reed Hartman Highway
Cincinnati, OH 45241
UNITED STATES OF AMERICA
Published on this site November 2005
C & C Global Co., Limited
17th Floor UBC II Building
Soi Sukhumvit 33
Bangkok
THAILAND
Published on this site September 2001
Central Capital Inc
387 Ivy Street
San Francisco
California
UNITED STATES OF AMERICA
New Bright Building
11 Sheung Yuet Road
HONGKONG
Published on this site November 2002
Century Capital Switzerland Limited
5 St John's Lane
UK - ECIM4BH
Phone: +44 20 7549 1668
Fax: +44 20 7549 1669
Administrative Office
Vanderpool Plaza
Wickhams City 1
PO Box 873
Road Town
BVI
Public relations
15 East 57th Street
New York, NY 10022
UNITED STATES OF AMERICA
Phone: +1 646 452 4767
Fax: +1 646 356 6938
E-mail: info@centurycapitalltd.com
website: www.centurycapitalltd.com
Associated individuals: James Hayden, Garry Alexander, Michael Dundas
Published on this site November 2006 (updated September 2008)
Century Group M & A
12604 Pacific Street
Omaha - NE -68154
UNITED STATES OF AMERICA
Associated individual: Eric Cairns
Published on this site July 2004
Century Savings and Trust Ltd /Century Bancorp Limited (formerly)
188 Quay Street
Auckland 1010
New Zealand
Phone: (64) 9 363 2918
Email: info@cenbancorp.net
Website: www.cenbancorp.net/
Published on this site July 2012
Chabert Asset Management
Superior East Avenue
Suite 1300 Cleveland
Ohio 44114
UNITED STATES OF AMERICA
Published on this site November 2005
Chase Capital Inc.
405 Lexington Avenue
Chrysler Building
New York City
NY 10174
UNITED STATES OF AMERICA
Published on this site February 2007
Cheoy Lee Asset Management Asia
Hong Kong Office:
Level 25, 1 Garden Road - China Tower
HONG KONG
Belgium Office:
106 Avenue Louise
Brussels 1050
BELGIUM
U.S. Office:
225 Bush Street
San Francisco CA 94104
UNITED STATES OF AMERICA
Published on this site October 2005
Chicago Accounting
235 W Cermak Road
Chicago IL 60616
UNITED STATES OF AMERICA
Published on this site October 2005
Chicago Board of Acquisition Inc
5801 South Ellis Ave
Chicago
Illinois, 60637
UNITED STATES OF AMERICA
Published on this site January 2004
Citiexchange Group
Level 12 Hibiya Central Building
1-2-9 Nishi Shimbashi Minato-Ku
Tokyo, Japan
Associated individual: Angela Roberts
Published on this site June 2005
CitiFund Asset Management, Inc.
399 Park Avenue
8th Floor New York
New York
UNITED STATES OF AMERICA
This firm is not associated with any legitimate businesses conducted by Citigroup or Citibank, some of which have offices at 399 Park Avenue in New York.
Published on this site October 2007
Clanvale Securities S.A.
Edificio Torre America
Floor 3 Office 307
Avenida Venezeula
Bello Monte
Caracas
VENEZUELA
Edificio Paladium
Oficina 5F
4 Avenida 15-70 Zona 10
Guatemala City
GUATEMALA C.A. 01010
Associated individuals: Lance Ramsey, John Sparks, Charles Blundell
Published on this site November 2001 & March 2003
Clarkson Gordon Limited
Daliana Court
5 Chytron Street
2nd Floor, Office 21
1075 Nicosia
CYPRUS
Associated individuals: Bernard Owens, George Scott
Published on this site September 2003
Classic Consultants
5419 Hollywood Boulevard
Suite C-206
Los Angeles
CA 90027
UNITED STATES OF AMERICA
Associated individuals: Jack Quinn and Mark Johnson
Published on this site July 2005
Classic Gaming
415 North Camden Drive
Beverly Hills
CA 90210
UNITED STATES OF AMERICA
Associated individual: Andrew Kennedy
Published on this site July 2005
Clover Mergers & Acquisitions
United States Office
South 700 East, South Salt Lake
Salt Lake City
UT 84107
UNITED STATES OF AMERICA
Published on this site November 2006
Cohen Nesbit Group Limited
Level 19 Hong Leong Building
16 Raffles Quay
SINGAPORE
Published on this site September 2001
Colony Capital & Associates
20th Floor Marunouchi Building
2-4-1 Marunouchi
Chiyoda-ku
Tokyo 100-6332
JAPAN
Phone: +813 6688 7243
Fax: +813 4496 4202
E-mail: info@colonycapitalassoc.net
website: colonycapitalassoc.net
Associated individuals: Tom Clairmont (VIP Acquisitions Dept.), Kim Glodenberg (Authorised signatory)
Published on this site November 2007
Commodities Futures Trading Authority Ltd
237 Tenth Avenue
New York, NY 10018
USA
Email: info@cftaltd.com
Website: www.cftaltd.com
Associated individual: Christopher Lopez
Published on this site September 2011
Compass-Asset Management
SWITZERLAND
The Compass Asset Management listed here has stolen the identity of a legitimate firm in Switzerland. The legitimate Compass Asset Management can be contacted by phone +41 91 9603983 or by fax on +41 91 960 3979.
Published on this site April 2006
Comtrade Group Pty Ltd
48 Cavill Avenue
Surfers paradise
Queensland, 4217
AUSTRALIA
Phone: +61 300 216 143
Fax: + 61 300 216 537
E-mail: info@comtrade-group.com
website: www.comtrade-group.com
Associated individuals: Tony Davis, Matt Shannon
Published on this site January 2011
Consolidated Transfer Inc.
33 Hysan Avenue
HONG KONG
Published on this site May 2007
Concorde Pacific Management Inc.
Madrona Plaza Building
1305, 34th Avenue
Seattle, WA 98122
UNITED STATES OF AMERICA
Published on this site April 2007
Cooper Kline NYC
180 Malden Lane
New York
UNITED STATES OF AMERICA
Associated individuals:
Drew Richards E-mail: drew_richards@cooperklinenyc.com
Jonathan Smith E-mail: jonathan.smithcaptranfer@gmail.com
Published on this site August 2008
Continental Allied Incorporated
30 Queen's Road
HONG KONG
Published on this site April 2005
Corporate Mergers and Acquisitions Group
535 Madison Avenue
Suite 300
New York, NY10022
UNITED STATES OF AMERICA
Phone: +1 646 810 8666
Fax: +1 347 223 5234
E-mail: info@corporatemagroup.com
Published on this site October 2010
Crawford Peale
Unit 1609
16th Floor, Vaint 1 Building
1126/1 New Petchburi Road
Bangkok 10400
THAILAND
Published on this site September 2001
Crest Asset Management
21 Science Park
#06-07 The Aquarius
Singapore, 117628
Published on this site July 2008
Crest International Investment Inc
First West Building
200 First Avenue West Suite 400
Seattle
Washington 98119
UNITED STATES OF AMERICA
Published on this site February 2005
Crown Capital Corporation
6 Sheraton St
Soho
LONDON
UK W1F 8BH
Published on this site June 2006
D
Davis Goldberg Group
782 NW 42nd Avenue
Miami
FL 33135
UNITED STATES OF AMERICA
Associated individual: Mark Hughes
Published on this site May 2004
Dawson Turner
Two Penn Centre Plaza
Philadelphia, PA 19102-1706
UNITED STATES OF AMERICA
Published on this site February 2004
De Verre Lloyd & Co
15th Floor, Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku
Tokyo 150-8512
JAPAN
Associated individual: Ian Walsh
Published on this site July 2004
Deacons Lasalle
London
UNITED KINGDOM
Published on this site March 2007
Dearborn International
719 Griswold Street
Detroit
Michigan 48226
UNITED STATES OF AMERICA
Associated individual: Gerry Markham
Published on this site November 2004
Dempster Hampton Duke
26th floor
The Chrysler Building
405 Lexington Avenue
New York City
NY10174
UNITED STATES OF AMERICA
Published on this site October 2005
Department of Securities Trading
745 19th Street Northwest, Washington, DC 20431
Phone: +1 202 600 4504
Fax: +1 202 403 3957
E-mail: robert.young@depst.us
Published on this site August 2012
Diligent Solutions
19 Hennessey Road
Wanchai
HONG KONG
Published on this site June 2006
Diversified Global Capital Group
2121 E. Pacific Coast Highway
Corona Del Mar, California
UNITED STATES OF AMERICA
Diversified Global Capital Group is fraudulently using the name and address of Diversified Global Capital Group, Inc. which is a legitimate corporation in United States of America.
Published on this site April 2007
Diversified Investments Group
Diversified Investments Group is fraudulently using the name of Diversified Investments Group Inc. which was a legitimate firm in United States of America. The legitimate Diversified Investments Group Inc. terminated registration on 2 October 2006.
Published on this site October 2007
DKM Global Management Inc
1 Lan Kwai Fong
HONG KONG
Published on this site November 2003
Donaldson and Turner
30N. La Salle Street, #2800A
Chicago, IL 60602-3349
USA
Tel: +1 312 957 6007
Fax: +1 312 275 7666
Email: info@donaldsonandturner.com
Website: www.donaldsonandturner.com
Published on this site May 2011
Douglas Baker & Co.
800-615 West Broadway Ave.
Vancouver, BC
CANADA
Associated individual: Richard Mason
Published on this site January 2004
Dragon Pacific Company Limited
17th Floor, One Pacific Place
140 Sukhumvit Road
Bangkok
THAILAND
Associated individual: Douglas King
Published on this site August 2000
Drake Asset Management
1991 Crocker Road
Cleveland, OH 44145
UNITED STATES OF AMERICA
Published on this site May 2005
Dreyfus Securities Limited
14/F Kamiya-cho Mori Building
4-3-20 Toranomon, Minato-ku
Tokyo 105-0001,
JAPAN
Amnuaydech Suite 048
22 Central Chidlom Tower
Polenchit Road, Lumpini
Pathumwan, Bangkok 10330
THAILAND
29/F One Canada Square
Canary Wharf, London
UNITED KINGDOM, E14 5DY
Associated individual: Steven Dixon
Published on this site July 2001
Dukes and Company Securities Corporation
Unit 1009
PSBank Tower
Senator Gil J
Puyat Avenue
Makati City 1220
PHILIPPINES
Constitution Drive
PO Box 332
Belmopan
BELIZE
Associated individuals: Michael Martin, Ben Smit
Published on this site September 2000
Dune Dawson Inc.
The Lincoln Building
305 Madison Ave, Suite 439
New York
UNITED STATES OF AMERICA
Associated Individual: Chad Robinson
Published on this site June 2005
E
E1 Asset Management, Inc.
44 Wall Street, 9th Floor
New York, NY 10005
Website: http://www.e1am.com/
Published on this site May 2013
Elders Cohen
Hills Plaza 1
345 Spear Street, Suite 138
San Francisco
California
CA94105
UNITED STATES OF AMERICA
Associated individuals: Steve Thomas, Michael Sands
Published on this site September 2003
Eli Solomon
580 Madison Avenue
New York City
New York 10022
UNITED STATES OF AMERICA
Associated individual: Andrew Forster
Published on this site November 2007
Eno Capital Ltd
Level 9 AIG Building
1-1-3 Marunouchi
Chiyoda-ku
Tokyo 100-0005
JAPAN
Published on this site October 2005
EquiAsia Group Limited
Level 28, Shinagawa Intercity Building, Tower A
2-15-1 Konan, Minato-Ku
Tokyo 108-6028
JAPAN
Phone: +813 6717 4321
Fax: +813 6717 4341
E-mail: tokyo@equiasiagroup.net, kualalumpur@equiasiagroup.net, shanghai@equiasiagroup.net
Website: www.equiasiagroup.net
Associated individuals: Stephen Bench, K Sharpe, W Harris, Charles Anthony, Richard Steller
Working in conjunction with Janco Lazard Transfer Company and Weiss Rifkin & Partners
Published on this site June 2008 (Updated November 2009 and May 2011)
Equinox Equities
19 Des Voeux Road
HONG KONG
Published on this site September 2005
Equiserve Trust Capital Market
423 Walpole Ter Canton
MA 02021
UNITED STATES OF AMERICA
Published on this site December 2005
European Private Equity Group
Grosse Bockenheimer 13
Suite 2160
60313 Frankfurt
Am Main
GERMANY
Published on this site September 2005
Evans and Stern Corporation
website: www.evansandstern.com
E-mail: info@evannsandstern.com
Associated Individual: Kevin Lomax
F
Factor Ten Financial
30th Floor, Central Plaza
18 Harbour Road
HONG KONG
Published on this site February 2006
Fairchild Roth Financial Inc
Gallery 4
12 Leadenhall Street
London EC3V 1LP
UNITED KINGDOM
Published on this site November 2003
Famex Financial
9/F Henan Building
17-19 Luard Road
Wanchai, CBD District
HONG KONG
Phone +852 3180 7888
Fax +852 3180 7899
Email info@famexfinancial.com
Website www.famexfinancial.com
Associated individual John White
This firm must not be confused with Famex Financial who have the same address and website but different phone and fax details. The legitimate Famex Financial can be contacted by phone +852 3180 7844 or by fax on +852 3180 7874.
Published on this site February 2010
Federal Equities Corporation
51 Madison Avenue
New York, NY 1001
UNITED STATES OF AMERICA
Phone: +1 646 360 1718
Email: info@federalequitiescorp.com
Website: www.federalequitiescorp.com
Associated individuals: James Fries, John Ognar
Published on this site June 2010
Financial Assets Corporation
30 Wall Street
Suite 1203
New York, NY 10005
UNITED STATES OF AMERICA
Published on this site October 2005
First Capital Securities Limited
P O Box 847
1 Capital Place
Georgetown
Grand Cayman
CAYMAN ISLANDS
Published on this site January 2004
First Colonial Management
17 Ensign House, Admirals Way
London E14 9XQ
Associate individual: Kent Daniels
Published on this site June 2005
First Financial Management
255 W 36th Street
New York, NY 10018-7798
USA
Phone: +1 646 351 1282
Fax: +1 646 961 4811
Email: info@firstfinancialmgmt.com
Website: www.firstfinancialmgmt.com
Associated individuals: Rob Jacob, John Lewis, Kris Reynolds, Ashley Waters
Published on this site September 2010
First Independent Capital Resources, Inc
Shiroyuma JT Movi Building
8-1 Toranoman 4 Chome
Minato-Ku, Tokyo 105
JAPAN
Published on this site September 2002
First Independent Resource Management Group Inc
4, V.S. Prospero
Milano
ITALY
Published on this site September 2001
First International Equity & Acquisition Inc
654 Madison Avenue
New York
NY 10021
UNITED STATES OF AMERICA
Published on this site April 2004
First International Equity Inc.
UNITED STATES OF AMERICA
Associated individual: James C. King
Published on this site March 2003
First National Financial Group Inc
Empire State Building
350 6th Avenue Suite 3304
New York
NY 10118
UNITED STATES OF AMERICA
46th Floor
140 Broadway
New York
NY 10005
Published on this site November 2003
First National Reliance Incorporated
300 5th Avenue
New York, NY 10001
UNITED STATES OF AMERICA
Tel: +1 212 542 9166
Email: legal@firstnationalreliance.com
Website: www.firstnationalreliance.com
Associated individuals: John Marshall Robert M. Pellecchia James Henry Johnson Doug Kramer
Published on this site: October 2010
Financial Marketing
35/F Central Plaza
18 Harbour Road
Wanchai
HONG KONG
Phone: +852 3051 9888/ 852 3973 3983
Fax: +852 3006 4252
Email: info@fusionfinancialmarketing.com
Web: www.fusionfinancialmarketing.com
First Standard Consolidated
326 Regent Street
London, UK W1B 3HH
Phone: +4419 2421 7168 / +4484 5130 8710
Fax: +4418 9280 0012 / +4419 2420 0581
Website: www.firststandardcsld.com
Email: info@firststandardcsld.com
Associated individuals: Ted Simms
Published on this site March 2010
Fisher Sterling International Limited
302 Hung Kei Mansion
5-8 Queen Victoria Street Central
HONG KONG
Associated individual: Dave Adams
Published on this site September 2001
Flagship Consolidated
663 King's Road
HONG KONG
Phone: +852 3693 1523
Fax: +852 3015 8912
E-mail: info@flagshipcsld.com
website: www.flagshipcsld.com
Associated individual: Jack Perez
Published on this site February 2009
Fleetwood Mergers and Acquisitions
2500 City West Blvd
Houston
TX 77042-3000
UNITED STATES OF AMERICA
Published on this site October 2006
Foreign Currency International
27 Sukhumvit Soi 20
Bangkok, 10110
THAILAND
Associated individual: Stephen Sharpe
Published on this site December 2000
Foreign Trade International
12th Floor
253 Sukhumvit Soi
21 Asoke Road
Bangkok 10110
THAILAND
Associated individuals: Ian Morris, Christian Webb, Michael Lumby, Alex Pagan, Dennis Askew.
Published on this site August 2001
FourWinds Trading Systems
Drake Chambers, Road Town
Tortola
PO Box 3321
BRITISH VIRGIN ISLANDS
Associated individual: Scott Mullens
Published on this site July 2004
Fund Investors Inc.
Fund Investors Inc.
10 King Street
White Plains
NY 10604
USA
Tel: + 1 914 214 5303
Fax: + 1 914 462 3783
Email: info@fundinvestorsincllc.com
Website: www.fundinvestorsincllc.com
Associated individual: Allan Gates.
Note: not to be confused with the genuine firm
Published on this site March 2011
Fusion Financial Marketing
35/F Central Plaza
18 Harbour Road
Wanchai
HONG KONG
Phone: +852 3051 9888/ 852 3973 3983
Fax: +852 3006 4252
Email: info@fusionfinancialmarketing.com
Web: www.fusionfinancialmarketing.com
FX Advisors East, LLC
200 Public Square Suite 2955
Cleveland
Ohio
UNITED STATES OF AMERICA
Published on this site August 2001
G
Gaylord & Finch
400 Broadway
Seattle
Washington
UNITED STATES OF AMERICA
Associated individual: Peter Williams
Published on this site September 2002
Gilt Edged Equities
Fax: +1 212 8133254
Associated individual: Jeffrey Muller
Not to be confused with the genuine firm and individual, Gilt-Edged Equities, LLC which has no retail customers.
Also associated with Gilt Edged Equities are:
- Global Transfer Corporation
- First Standard Consolidated
- Hobdell and Williamson
- Alpha REIT Advisors Co. Ltd
Published on this site March 2010
Glendale Settlements Incorporated
Motion Picture Association Building
888 16th Street NW
Suite 800
Washington DC 20006
UNITED STATES OF AMERICA
Associated individual: James Shea
Published on this site July 2005
Global Asset Advisors S.A.
(purportedly operating from Spain)
Associated individual: Marc Dannenberg
Published on this site April 2003
Global Capital Securities Corporation
538 Broad Hollow Road
Suite 315E
Melville
New York
UNITED STATES OF AMERICA
Associated individuals: Christopher Ferruzza, James Sparacino
Published on this site April 2001
Global Option Trading Co Limited
14th Floor
253 Sukhumvit Soy 21, Asoke Rd
Bangkok 10110
THAILAND
Associated individuals: Jamie Nettleship, Callum Hunt
Published on this site October 2001
Global Select Portfolio Corp.
Carson City, Nevada
UNITED STATES OF AMERICA
Phone: 702 430 1791,
in London - Amsterdam
Phone: +44 2081 441097
Fax:+44 208 0825839
E-mail: david.benson@globalspc.net
website: www.globalspcorp.com
Associated individual: David Benson
Published on this site November 2008
Global Transfer Corporation
66 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong
Phone: +852 9046 2063
Fax: +852 3051 8205/8
Website: www.globaltransfercorp.com
Email: info@globaltransfercorp.com
Published on this site March 2010
Grand Capital Incorporated
250 West 57th Street,
New York,
New York 10107*
UNITED STATES OF AMERICA
Associated individual: Kelly Campbell
Grand Capital Incorporated is a fraudulent firm using the address of Grand Capital Corporation which is a legitimate corporation in United States of America.
Published on this site August 2006
Granite Consolidated
22 Queen's Road
Central
Hong Kong
Published on this site November 2007
Graves Stanley & Peabody Limited
(latest activities are thought to be based in Spain)
Associated individual: Richard Gaston
Greenfield & Mato
Koraku Mori Bldg 9F
1-4-14 Koraku
Bunkyo-Ku
TOKYO
Published on this site January 2007
Greater Advisory
Website: www.greateradvisory.com
E-mail: info@greateradvisory.com
Associated individuals: David Proctor, John Castro
Published on this site February 2010
Gresham Management Inc
207 South 79th Street
Suite 1006
New York
NY 10024
UNITED STATES OF AMERICA
Associated individuals: Edward Saunders, Martin Nelson, Cynthia Landsburg, Charles Hampton
Published on this site September 2001
Greystone Asset Management
120 Broadway, Suite 1744
New York, NY 10271
USA
Fax: 1 212 208 2496
Email: info@greystoneassetmanagement.com
Website: www.greystoneassetmanagement.com
Associated individuals: Roger O. Elmer, Daniel J Hayes
Not to be confused with the genuine firm which has no website:
Greystone Asset Management, LLC
780 Third Avenue, 43rd Floor
New York, NY 10017
USA
Telephone: 1 212-521-3817
Published on this site August 2009
Griffin Mergers and Acquisitions Office
8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
UNITED STATES OF AMERICA
Published on this site May 2007
Guaranty Consolidated
New York
UNITED STATES OF AMERICA
Published on this site July 2007
H
Halcyon Offshore Asset Management
13/C-E Millennium City 5
418 Kwun Tong Road
Hong Kong
Tel Local. 81757833
Tel. +61399980427
Contact: Kenneth Wong
Website: http://hoamhk.com/
Published on this site February 2013
Please note, this is not: Halcyon Offshore Asset Management LLC
https://www.halcyonllc.com/halcyon/web/me.get?web.home
Hamilton & Associates
Bahnhofstrasse
52 CH8001
Zurich
SWITZERLAND
Associated individuals: Alexander Woodbridge, David A Smith, Michael Kennedy
Published on this site October 2002
Hamilton Trading Limited
OBF Centre
Aratha Graha Bldg 6th Floor
JI Jend Sudiram Kav
52-53 Jakarta 12190
INDONESIA
Phone: +62 2152898454
Fax: +62 2152898456
E-mail: info@hamilton-trading.com
Website: www.hamilton-trading.com
Associated individuals: Brian Johnstone, Richmond Capital Management
Published on this site November 2008
Hanworth Weir Ltd
Penthouse Level, Suntec Tower Three
8 Temasek Boulevard
SINGAPORE
Published on this site 04 June 2004
Harbour Capital Management
600 California St,
15 Floor
San Francisco
CA 94108
UNITED STATES OF AMERICA
Published on this site August 2006
Harbor Light Securities Inc
1093 Deep Woods Drive
Marion, North Carolina 28752
UNITED STATES OF AMERICA
Phone: +1 828 527 0244
Fax: +1 877 426 8220
Email: info@harborlightsecinc.com
Website: www.harborlightsecinc.com
Associated individuals: Anita Baker, James Bradley, Dereck Hanson, Mark Mendoza
NOT TO BE CONFUSED WITH THE GENUINE COMPANY:
Harbor Light Securities LLC
1039 Deep Woods Drive
Marion, North Carolina 28752
UNITED STATES OF AMERICA
Phone: +1 828 442 2765
Published on this site September 2010
Harris Atlantic Management Inc
Suite 300-301 Paragon Towers
233 Needham, Newton MA 02464
UNITED STATES OF AMERICA
Published on this site March 2005
Harrison Lee Partners
2 Priestley Road
Basingstoke, Hampshire
ENGLAND RG24 9NP
82 Winglok Street
HONG KONG
Associated individuals: Charles McKenzie, UNITED STATES OF AMERICA West, Rock Group Co
Published on this site July 2004, March 2005
Hartford Capital Management, S.A
Panama
Calle Eusebio A. Morales
Suite 1 - A, # E1 Cangrejo
Ciudad De Panama
REPUBLICA DE PANAMA
Costa Rica
Edificio Ortencia Ler Piso
1 Caudra al Sur 200 Este de MacDonald's
Sabana Sur, San Jose,
COSTA RICA<
Published on this site December 2005
Heinz Hokkaido International
1585 Broadway
New York
NY 10016
UNITED STATES OF AMERICA
website: www.heinzhokkaido.net
Published on this site August 2008
Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Surich 8001
SWITZERLAND
Associated individual: Gerald Mulrine
Published on this site September 2002
Heritage Financial Inc
103 Franklin Corner Road
Trenton
New Jersey 08648
UNITED STATES OF AMERICA
Published on this site March 2005
Heritage Mergers & Acquisitions
Kamiyacho Mt Building
14th Floor, 4-3-20 Toranomon
Minato-ku
Tokyo 105-0001
JAPAN
Published on this site February 2006
Hing and Foster Partners
30 Cecil Street
SINGAPORE 049712
Published on this site October 2005
Hobdell and Williamson
2496/2494 Sand Hill Road, Suite 132
Menlo Park, California 94025
UNITED STATES OF AMERICA
Phone: +1 650 963 5727 / +1 650-763-8061
Fax: +1 650 240 3913
Website: www.hobdellwilliamson.com
Email: info@hobdellwilliamson.com
Published on this site March 2010
Associated individuals: Peter Gallagher, Graham Archer
JR Hoffman & Associates
1 Place Ville Marie,
18th floor Montreal
Quebec, H3B 2E7
CANADA
Published on this site June 2008
Hoover Deplache Investments Inc.
1500 Euclid Avenue,
730 Cleveland
OH 4415
UNITED STATES OF AMERICA
Published on this site April 2006
Horizon Financial Management
11 Wilson Street
Woolwich, London
United Kingdom SE18 6 QQ
Phone: 4420 3455 5001
Fax: 4420 3355 4111
Website: www.horizonfinancialmgmt.com
Email: info@horizonfinancialmgmt.com
Associated individual: John Carter
Published on this site September 2011
Hudson International
Caracasbaaiweg 199
PO Box 6050
Curacao
Netherlands Antilles
WEST INDIES
Room 2207
22/F, II Lippo Centre
Central
HONG KONG
Associated individuals: Thomas Jenkins, Steven Billings, Jeffrey Kahn, Frank Edwards, Murray Skolsky.
Published on this site September 2000
HVC - Hypo Venture Capital
Uraniastrasse 40
Zurich, 8001
SWITZERLAND
Tel: + 41 350 016 736 / + 41 435 080 372
Fax: + 41 447 326 623
Email: info@hypovc.com
Web: www.hypovc.com
Associated individual: Charlotte Gruber
Published on this site March 2011
I
IB Capital FX(NZ) LLP
Ibcap Office,
Level 5,
22 The Terrace,
Wellington, 6011,
Website: www.ibcaptial.co
This entity was registered on the Financial Service Providers Register but has been de-registered as it did not have a place of business in New Zealand.
Published on this site November 2012
Interactive Taxation Consultants / Interactive Taxation Consultants Limited
New York Office
Samson Building Level 8-22G
501 Fifth Avenue
New York, NY 10017
UNITED STATES OF AMERICA
Phone: +1 212 359 1682
Fax: +1 212 954 5088
Website: www.taxationconsultants.com
Email: info@taxationconsultants.com
infor@interactivetaxationconsultants.com
Tokyo Office
AIG Building, Level 14 2-56
1-1-3 Maranuchi, Chiyoda-Ku
Tokyo 100-0005
JAPAN
Phone: +81 345 500 562, +81 345 500 502
Fax: +81 344 965 042
Associated individuals:Peter Miller, Michael Rosen
Published on this site April 2010
International Asset Management
CP Tower Level 23
313 Silom Road
Silom 10500
Bangkok
THAILAND
Associated individual: Richard Jennings
Published on this site February 2001
Innova Equity Corporation
18th Floor
Bund Centre
22 Yanan Road East
Shanghai
CHINA
Published on this site January 2004
Interglobal Mergers & Acquisitions Inc.
55 Park Plaza Drive
Daly City
San Francisco
California
UNITED STATES OF AMERICA
Associated individuals: Vanessa Stone, Gregory Handsfield
Published on this site March 2004
International Association of Transfer Agents
30 Wall Street
New York, New York 10005
UNITED STATES OF AMERICA
Published on this site June 2007
InterTrade Asset Management
1800 E 9th # 1400
Cleveland
Ohio 44114
UNITED STATES OF AMERICA
Associated individual: Maxwell Jones
Published on this site April 2004
ITB Limited
Level 2
Via Maistra 2
St. Moritz
SWITZERLAND
Published on this site December 2003
J
J P Moreau Limited
Level 14 Prudential Tower
30 Cecil Street
049712
SINGAPORE
Associated individuals: Lawrence Piper, Lily Chen
Published on this site May 2003
Jacobs & Kiplinger
Zurich World Trade Centre
Leutschenbachstrasse 95
8050 Zurich
SWITZERLAND
Published on this site May 2002
Janco Lazard Transfer Company
30 Rockefeller Plaza 57th Floor
New York, NY 10112-6300
USA
Tel: +1 202 389 7918
Email: info@jancolazardtransfer.com
Web: www.jancolazardtransfer.com
Associated individual: Michael Levine
Working in conjunction with Weiss Rifkin & Partners, and EquiAsia
Published on this site May 2011
Jefferson Clark Associates
PO Box 58389
Seattle,
Washington State,
98138-1386
USA
Published on this site June 2008
Johannson Linqvist Associates
Klarabergsviaduckten 70
Kungsbron 1 Box 70301
107 24 Stockholm
SWEDEN
Associated individuals: Albert Stuart, Gerald Montrose
Published on this site July 2005
K
Kearns Investments Inc
Level 9 AIG Building
1-1-3 Marunouchi Chiyoda-Ku
Tokyo 100-0005
JAPAN
Level 21 HSBC Tower
101 Yin Cheng East Road
Pudong
Shanghai 200120
CHINA
Level 36
Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur
MALAYSIA
Associated individuals: Michelle Von Wald, Cyrus Fahad, Tony Sacks and Michael Stuart.
Published on this site October 2001
Kempton Fitzgerald Limited
Empire House
175 Picadilly
Mayfair
London WIJ 9TB
UNITED KINGDOM
Published on this site November 2003
Kennedy Investments Limited
Edificio Centro Empresarial
Oficina 403 Torre II
5a Avenida 15-45 Zona 10
Guatemala City
GUATEMALA 01010
Published on this site June 2003
Kensington Group Inc
30th Floor, Shinjuku Park Tower
3-7-1 Nishi-shinjuku
Shinjuku
Tokio
JAPAN
The Kensington Group
23F M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok
THAILAND
18F, One International Finance Centre
1 Harbour View Street
Central
HONG KONG
Published on this site October 2000
Kimberly Capital Corporation
14 George Road
Glen Rock NJ 07452
UNITED STATES OF AMERICA
Associated individuals: Laurence Smith, Kamal Pateal Smith, Shamon Peris
Telephone: 201 839 9517
Fax: 201 604 7444
E-mail: contact@kimberlycapital.com
website: www.kimberlycapital.com
Kimberly Capital Corporation should not confused with the legitimate Kimberly Capital Corporation incorporated in the US. It has stolen the name and address of the genuine firm. The genuine Kimberly Capital Corporation does not have a website and has different phone and fax numbers.
Published on this site February 2009
KLM Investment Services Limited
25 Dowgate Hill
Cannon Bridge
London
UNITED KINGDOM
Associated individuals: Adam Lewis and Timothy Husk
Published on this site August 2001
Knobias Alliance Group
Kornhausstrasse 3
CH 9000 St. Gallen
SWITZERLAND
Associated individual: Jack Quinn
Published on this site January 2004
L
Liberty Assets Inc.
3306 South Liberty Street
New Orleans
LA 70115
UNITED STATES OF AMERICA
Associated individuals: Eli Green, George Franks, George Buckingham and Steven Givens
Published on this site 28 September 2004
Liberty Capital International Limited
PO Box W829
Corn Alley
St John's
ANTIGUA
Published on this site June 2001
Liberty First Advisory Services, S.A.
Paris, 101-107
08029 Barcelona
SPAIN
Associated individual: Randy Perry
Published on this site April 2004
Lincoln Partners M&A Inc.
415 Madison Avenue
New York City, New York
10017 UNITED STATES OF AMERICA
Published on this site June 2007
Limbaugh and York Associates
1200 McGill College Avenue
Suite 1105 Execu-Centre
Montreal, QC H3B 4G7
CANADA
Phone: +1 514 906 1732
Fax: +1 514 221 3865
E-mail: info@limbaughandyorkassociates.com
Website: www.limbaughandassociates.com
Published on this site October 2008
Livingston Asset Management
14 Ron
1204 Geneva
SWITZERLAND
Associated individuals: Ingo Janneau, Marc Philips, Aron Mozes, Jonathon Livingston, Charles Bond.
Published on this site June 2002
Lloyds TSB
Email: customer -service@lloydstsb.co.uk
Note: Only this particular Lloyds email address is identified as fraudulent.
Published on this site June 2008
Lombard Grand Incorporated
Level 21 Centennial Tower
3 Temasek Avenue
SINGAPORE 039190
Published on this site March 2004
Loyal Relations, Ltd.
1805 Wheelock House
20 Pedder Street,
Central, HONG KONG
Published on this site May 2007
Lloyds & Barclays Inc.
Suite 3304, Empire States Building
350 Fifth Avenue
New York 10118
UNITED STATES OF AMERICA
Associated individual: Sonny Danson
Published on this site 28 September 2004
Lynx Commodities
Asia House
31-33 Lime Street
London EC3M 7HT
UNITED KINGDOM
Associated individual: James Wright
Published on this site July 2005
Lynx Mackenzie Incorporated
415 Madison Avenue
New York, NY10017
USA
Website: www.lynxmackenzie.com
Published on this site January 2009
M
Macintosh & Sons Ltd
8 Hampshire Lane
3rd Floor
Salisbury
Wiltshire
SP2 7TU
UNITED KINGDOM
Associated individual: Edward D. Macintosh II
Published on this site October 2003
The Madison Group
23rd Floor
M.Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok 10330
THAILAND
Associated individuals: Glen Bradshaw, Frank Harris, John Jacobsen
Published on this site September 2000
Magna Capital Research
702 Wheelok House
20 Pedder Street
Central Hong Kong
HONG KONG
Published on this site March 2006
Magnusson Edward
17/F Cheung Kong Center
2 Queen's Road Central
HONG KONG
Published on this site January 2006
Mane Capital Markets
Pasea Estate, Tortola
British Virgin Islands
Correspondent Office:
Bahnhofstrasse 52,
CH-8001 Zurich
Phone: +41 (0)44 214 67 91
Fax: +41 (0)44 214 65 19
E-mail: info@mcmbroker.com
Published on this site October 2012
Manhattan Pacific Group Limited
The World Trade Centre
Leutschenbachstrasse 95
Zurich 8050
SWITZERLAND
Associated individual: David Carlton
Published on this site March 2005
Manhattan Securities Corporation
166 Millbrook Circle
Norwood
NJ 07648
UNITED STATES OF AMERICA
Published on this site May 2006
Manning Capital, Inc
384 - 386 Greenwich Street
NY 10013
UNITED STATES OF AMERICA
Published on this site April 2008
Michael J Marrin
Attorney-at-Law
44 Court Street
Temple Bar Building
Suite 802
Brooklyn
New York
NY 11201
UNITED STATES OF AMERICA
Not to confused with Michael J Marrin, Attorney-at-Law, 65 Southard Avenue, Rockville Center, New NY 11570, United States of America.
Published on this site June 2008
Marlborough Acquisitions Inc
4600 South Ulster Street
Denver, Colorado 80237-2882
UNITED STATES OF AMERICA
Published on this site March 2001
Mason McHale Portfolio Management
19/F Hing Wai Building
36 Queen's Road
CENTRAL HONG KONG
Published on this site 04 June 2004
Master Bettman
548 8 Avenue
New York
UNITED STATES OF AMERICA
Level 25, Bank of China Tower
1 Garden Road
HONG KONG
Published on this site April 2007
Mayer Wegner Mergers & Acquisitions
Schwarzwaldstr, 88PLZ
Stadt: 60528
Frankfurt
GERMANY
Published on this site October 2005
Maxum Gold Bnk Limited/Maxum Gold Bnk Holdings Limited/Maxum Gold Bnk PCPT Limited
Associated Business Advisors Limited
1st Floor, 178 Hibiscus Coast Highway, Red Beach
Auckland, 0932 , New Zealand
Phone: +1-415-513-5330
Email: info@maxumgoldbnk.com
Website: maxumgoldbnk.com/first_1.html
Published on this site July 2012
Mercantile International Securities
100 Summer Street
Boston, MA 02110
UNITED STATES OF AMERICA
Associated individual: William Blair
Published on this site 17 August 2004
Merit Capital Group
38 Russell Street
28/Floor Soundwill Plaza
Causeway Bay
HONG KONG
Published on this site July 2003
Millennium Exchange
6919 Viejean Ave
Van Nuys
CA 914406
UNITED SATES
Published on this site May 2006
Millenium Financial Group
23rd Floor
Tower 1, The Enterprise Center
6766 Ayala Avenue
Makati City 1200
PHILIPPINES
Associated individuals: Richard Arrowsmith, Gary Artzt, G. Edward Buell, Ben Cattaneo, Nica Gelera, Ray Gordon, Jon Jones, Jon Lopresti, Matthew McAllister, George Mitchell, Lenny Mazzola, Joseph Paterno, Ken Sheffield, Romson Velez, and Robert Velis.
Published on this site March 2001
Miller Bosses Acquisitions Inc.
4100 Lyndale Av
Minneapolis
MN 55409
UNITED STATES OF AMERICA
Associated individual: Charles Davenport
Published on this site 28 September 2004
Milton Keynes Capital Partners LLP
312 Avebury Boulevard, Milton Keynes, England, United Kingdom
Tel: +44 1908 535015
Fax: +44 1908 787525
Website: www.mkcap.co.uk
Email: admin@mkcap.co.uk
Published on this site May 2013
Monahan & Monahan Ltd
339 Florida Boulevard
Baton Rouge
Louisiana 70806
UNITED STATES OF AMERICA
Associated individual: Stephen P Monahan
Published on this site November 2004
Montgomery,Smith and Cooper
Phone: +1 212 710 1372
Fax: +1 718 725 8048
Published on this site August 2008
Morgan International Investment Group Inc
6, Circuit de la Foire Internationale
BP 2507, L-1025 Luxembourg
GRAND-DUCHE DE LUXEMBOURG
Associated individuals: Thomas Carpenter, Simon Richardson, Diane Rosenberg
Published on this site November 2001
Morgan Pacific
138 Silom Road
Boonmitr Building 10th Floor
Suriyawongse
Bangrak
Bankok 10500
THAILAND
Associated individual: Graham Thompson
Published on this site June 2001
Morgan Price Limited
Suite 2/83 Walker Street
North Sydney
NSW 2060
AUSTRALIA
Level 21, 201 Miller Street
North Sydney
NSW 2060
AUSTRALIA
Registered Office
Unit 81
6 Greenknowe Avenue
Elizabeth Bay
NSW 2011
AUSTRALIA
Associated individuals: Robbie Joseph, president, Douglas Pestano, director/secretary, Paul Cottingham Sohn, director.
Published on this site March 2003
Morrison Cross Financial Investments Limited
Ave. Manuel Espinosa Batista
International Business Center
Floor 11
PO Box 0833-0118
Panama
REPUBLIC OF PANAMA
Associated individuals: Kenneth Elliot, Max Peters
Published on this site June 2001
Muller and Sons Securities Management Inc
Unit 114 Prince Plaza 1
106 Legaspi Street
Legaspi Village
Makati City
PHILIPPINES
Associated individuals: Ben Smit, Michael Martin, Stephanie Victoire and Maurie Wise
Published on this site August 2000
Muller Schmidt Associates
1500 W Lake St
MN 55408
UNITED STATES OF AMERICA
Published on this site December 2005
N
Nakamoto International Group
Wakamatsu Building
3-3-6 Nihonbashi Hon-cho
Chuo-ku
TOKYO 103-0023
Published on this site June 2006
Nasdaq Brokercheck
Not to be confused with the genuine Nasdaq Stock Exchange (www.nasdaq.com)
Published on this site June 2008
Nationwide Mergers & Acquisitions Inc
3178 Johnson Ferry Road Northeast
Atlanta, GA 30303
UNITED STATES OF AMERICA
Published on this site February 2005
New Alliance Securities Inc.
1370 3rd Avenue
New York, NY
UNITED STATES OF AMERICA
Tel: + 1 646 360 1715
Fax: + 1 646 224 9826
Email: info@newalliancesecurities.com
Associated individual: Jose Luis Barria
Published on this site April 2011
New York Income Partners II LLC
34445 Winton Place
Rochester NY 14623
UNITED STATES OF AMERICA
Phone: +1 866 365 0718/ +1 585 492 8900
Fax: +1 202 262 1105
E-mail: info@nyipartners.com
Not to be confused with the genuine New York Income Partners II, LLC
Published on this site January 2010
Newmann Hamshire GmbH
21st Floor Mainzer Landstrasse 47
60329 Frankfurt am Main
GERMANY
Published on this site November 2005
New Market Corporation
Yurakucho 2-7-1
Chiyoda-Ku
Tokyo
JAPAN
Website: www.newmarketcorp.com
Email: info@newmarketcorp.com
Phone: +813 4580 2171
Fax: +813 4580 2197
Associated individual: Dave Chavez
Published on this site April 2010
Newport Pacific Securities & Management Inc
Unit 404
Greenbelt Mansion
106 Pera Street
Legaspi Village
Makati
Manila
PHILIPPINES
Associated individuals: Jack Miller, Thomas Massino, Johnny Morgan, Peter Lynch and Ron James
Published on this site October 2000
New Zealand International Savings and Loans Ltd
Level 3, Office 24
60 Cook Street
Auckland 1010, New Zealand
Email: admin@nzisl.com
Phone: (64) 9 973 5882
Website: nzisl.com/
Published on this site July 2012
Noble International Consulting Inc
PO Box 330
Ste 505
123 Queen Street
Toronto
Ontario M5H 2M9
CANADA
Published on this site August 2005
Northpoint Portfolio Management Ltd (see also earlier listing below)
Chong Hing Finance Centre
Level 12
Nanjing West Road
2003 Shanghai
CHINA
Phone: +86 138 1655 0144
Email: clientservices@northppm.com
Website: www.northpmm.com
Associated individuals: Eric Demitrios, Richard Forsyth
Published on this site October 2010
North Point Asset Management Ltd
North Point Investment Management
Chonghing Finance Center
Level 12, 288 Nanjing XI Road
Huangpu district 200003
Shanghai,
CHINA
Phone: +86 138 165 501 44
Fax: +86 216 163 8213
Website: www.northpointassetmanagement.com
Associated individual: Chris Johnson
Published on this site August 2009
Norwich Capital Mutual Funds Limited
Valero Towers, Penthouse D
122 Valero Street
Salcedo Village
Makati City
PHILIPPINES
Associated individual: Chris Jones
Published on this site August 2001
Norwich International Trading Inc
W910 West Tower
Philippine Stock Exchange Centre
Exchange Road
Oritgas Centre
Pasig City
Metro Manila
PHILIPPINES
Associated individuals: Kathleen Edward and Kevin Walker
Published on this site November 2001
NT Financial Services
808 Broadway, #1
New York, NY 10003
UNITED STATES OF AMERICA
Tel: +1 212 247 1798
Fax: + 1 212 937 3669
Email: info@ntfinancialservices.net
Website: www.ntfinancialservices.net
Associated individuals: Alyson White
Published on this site October 2010
Nuventis Corporate Services Group
18F Bund Center
222 Yunan Road East,
Shanghai 2000002
CHINA
Published on this site December 2005
O
Oakmont Financial Mergers
130 Bellevue Avenue
Newport, RI 02840
UNITED STATES OF AMERICA
Published on this site February 2005
Oasis Capital Inc.
542 Mt. Pleasant Road, Suite 105
Toronto, Ontario
CANADA M4S 2M7
Associated individuals: Timothy (Ted) E Manning, Judith M Switzer, James K de Roux
Published on this site November 2003
Ocean Blue Distribution Limited
380 Bloor St. W.
Toronto
Ontario
M7J-3M5
CANADA
Associated individuals: Cindy Tan and William W. Baynes
Published on this site July 2003
Onyx Acquisitions
London
ENGLAND
Published on this site February 2006
Oppenheimer International
No. 4 Royal Mint Court
London EC3N 4HJ
ENGLAND
Associated individuals: Jess Bunting, Carsten Straber, Patrick Seagraves
Published on this site May 2003
Oppenheimer Securities Inc.
1150 Silverado Street
La Jolla
California
UNITED STATES OF AMERICA
Published on this site May 2007
Overseas Management Group Inc.
1054-356 Centre Street
Toronto, Ontario
Canada
Associated individual: Ricardo Martins
Published on this site June 2005
Oxley Mergers and Acquisitions
717 Texas Avenue
Houston
TX 77002-2761
UNITED STATES OF AMERICA
P
Palladium Cathay Intermediaries
1266 Nanjing West Road, Shanghai
200040
CHINA
Published on this site April 2008
Pan Euro Financial SA
10, Cours de Rive
CP3237 - CH1211
Geneva
SWITZERLAND
Associated individuals: Steven Evans, Allen Kaplan, David Mills, Mike Nyberg
Published on this site September 2003
Paradigm Resources, Ltd
Mansell
4555 Mansell Road
Suite 625
Atlanta
GA 30022
UNITED STATES OF AMERICA
Published on this site December 2005
Parker & Cramer Asset Management Inc
First West Building
200 First Avenue West Suite 400
Seattle
Washington 98119
UNITED STATES OF AMERICA
Published on this site February 2005
Pacific Rim Wealth Management
16 Westlands Road
HONG KONG
Tel: 852 9573 7972
Fax: 852 3050 9026
Email: info@pacificrimwealthmgmt.com
Website: www.pacificrimwealthmgmt.com
Associated Individuals: Judy Abbot, Ben Allan, Alan Jones, Tony Ortiz
Published on this site June 2009
Park Equity Ventures
78 York Street
London
United Kingdom
Tel: +4420 3026 3883
Fax: + 4420 3014 9560
Email: info@parkequityventures.com
Website: www.parkequityventures.com
David Graham - associated individual
Dr. Michael Bennett - associated individual
Charles Davis - associated individual
Ted James - associated individual
George Nelson - associated individual
Published on this site December 2010
Parker Jennings
2117 Buffalo Road
Rochester
New York 14624
UNITED STATES OF AMERICA
Published on this site December 2002
PCA Management
24 De Castro
Road Town
Tortola
BRITISH VIRGIN ISLANDS
Published on this site December 2005
Pembridge Group
Suite 2903
29/F, Tower 1
Admiralty Centre
HONG KONG
Associated individual: Justin Wentworth
Published on this site August 2001
Perpetual Trading Group
1650 S. Dixie Highway Suite 100
Boca Raton
Florida 33432
U.S.A
Published on this site November 2004
Pfeiffer Galland
Plaza Mashill Level 21
Jalan Jendral Sudirman Kav 25
Jakarta
INDONESIA
Published on this site October 2002
Pinnacle Global Corporation
77 Lai Kwai Fong
HONG KONG
Published on this site in November 2005
Pinnacle Group LLC
1400 N. Dallas Parkway
Suite 1200
Dallas, Texas 75240
UNITED STATES OF AMERICA
Published on this site in March 2006
Plutus Private Equity LLC
1 Mystic View Road, Boston MA 02149
Phone: (617) 517 3046
Fax: (617) 249 0766
E-mail: s.williams@plutuspe.com
Published on this site August 2012
Powell McDougall
Harcourt Centre
Harcourt Road
Dublin 2
REPUBLIC OF IRELAND
Published on this site March 2004
Preferred Global Partners
Theaterstrasse 14
Zurich 8001
SWITZERLAND
Associated individual: Steven Marx
Published on this site March 2005
Preferred Performance Group, Company Limited
Richmond Building
75 Sukhumvit Soi 26
Bangkok
THAILAND
Published on this site November 2001
The Prestige Group Ltd
National Newark Building
744 Broad Street
18th Floor
Newark, NJ 07102
UNITED STATES OF AMERICA
Published on this site April 2007
The Prestige Perspective
1 Harbour Road
Wanchai
HONG KONG
Published on this site October 2005
Premier eFinance
Central Centre
99 Queens Road
Hong Kong SAR
Tel: + 852 8197 2553
Fax: + 852 3015 6867
Email: info@premier-efinance.com
Website: www.premier-efinance.com
Associated individual: Susan Crawford
Published on this site March 2011
Price & Partners Consultants
5-7C Duke Wellington House
14-21 Wellington Street, Central District
Hong Kong
Tel: + 852 3 6786714 / + 852 3 1750956
Email: b.scott@priceandpartnersconsultants.com
legal@priceandpartnersconsultants.com
Website: www.priceandpartnersconsultants.com
Associated individual: Brian Scott
Published on this site April 2011
Prime Capital Advisors
Nicolau Pentadromos Center
25 Ayias Zonis Street
Suite 1100 Limassol
CYPRUS
Associated individual: Wendell Martin
Published on this site November 2004
Primesolutions Securities Inc
The Primesolutions Securities Inc. listed has stolen the identity of a legitimate firm in the United States. The legitimate Primesolutions Securities Inc. can be contacted by phone +1 440 230 0400 or by fax on +1 440 230 9956.
Published on this site August 2007
Pro Capital Asset Management
25 Aphrodite Street
PO Box 26025
166 Nicosia
CYPRUS
Associated individual: Scott Meadows
Published on this site December 2007
Profidex Ltd
Levels 9-11, AIG Building
1-1-3 Marunouchi
Chiyoda-Ku
Tokyo 100-0005
JAPAN
Published on this site April 2006
Q
Quantum Capital Corporation
Hardturmstrasse 101
Zurich, CH, 8005
SWITZERLAND
Published on this site November 2005
Quantum Global Equities Inc.
19th St NW
Washington, District of Columbia 20036
USA
Tel: + 1 202 3910 955
Email: info@quantumglobalequitiesinc.com
Associated individual: James Forbes
Published on this site March 2011
R
Radius Resources
95 South Street
New York, NY 10038
UNITED STATES OF AMERICA
Published on this site May 2007
Regal Group International
35/F Central Plaza
18 Harbour Road
HONG KONG SAR
Phone: +852 3175 0983
Fax: +852 3678 6713
Email: info@regalgroupinternational.com
Website: www.regalgroupinternational.com
Reliance Asset Management Ltd
Suite 308
3F Toyota Bldg, 3-11 Minami-Semba 4-chome
Chuo-ku, Osaka 542-0081
JAPAN
Phone: +816 4560 4003
Fax: +816 7635 4846
Email: peter.francis@reliance-am.com/ inquire@reliance-am.com
Website: www.reliance-am.com
Associated individual: Peter Francis III, Brian Lee, Richard McDaniel
Published on this site May 2011
Remington Consultancy Limited
1245 Pleasant View Boulevard
Scottsdale Arizona 85261
UNITED STATES OF AMERICA
Associated individuals: Richard Remington, George Mason, John Richmonds
Published on this site September 2001
Richard Watson Associates
4021 27th Street, 2nd Floor
Long Island City
New York 11101
UNITED STATES OF AMERICA
Published on this site November 2003
Richardson Resources Inc.
Carl-Zeiss-Str. 14-18
65520 Bad Camberg
GERMANY
81 Pedder Street
HONG KONG
Associated individual: William Ford
Published on this site 17 August 2004
Richmond Capital Management
21/F Seoul Finance Centre
Taepyeongno 1-ga
Jung-gu, Seoul, Korea 100-768
Phone: +82 70 7894 5584
Fax: +82 2 3782 4820
E-mail: info@richmondconsultancy.com
Website: www.richmondconsultancy.com
Not to be confused with the genuine:
Richmond Capital Management, Inc. 10800 Midlothian Turnpike, Suite 217, Richmond, VA USA 23235, Tel: (804) 379-8280, Fax: (804) 379-9362
Associated individuals: Hamilton Trading Limited
Published on this site June 2008, updated November 2008
RJL International Ltd
625 Mt. Auburn Street
Cambridge, MA 02138
UNITED STATES OF AMERICA
Associated individuals: Vincent Gentile, Mike Eastwood, Jerry Bell
Published on this site 15 April 2004
Rosenberg Smith & Partners
2000 Steeles Avenue West, Suite 200
Concord
Ontario
CANADA
Associated individuals: Norman Rosenberg and Morry Nosak
Published on this site July 2004
Rosenthal International
1370 Broadway
New York
NY 10018
UNITED STATES OF AMERICA
Associated individuals: Jonathon Nagle and Michael Ryder
Published on this site 17 August 2004
Royal Acquisitions Inc
96 West Park Place
Newark
Delaware 19711
UNITED STATES OF AMERICA
Associated individuals: Associated individuals: Anthony Hutchins, Eric Collins
Published on this site 28 September 2004
Rutherford Acquisitions
7400 Metro Blvd
Minneapolis
Minnesota MN 55439
UNITED STATES OF AMERICA
Published on this site December 2002
S
Safeguard Equity Group
88 Queensway, Central
HONG KONG
Phone: +852 9573 7990
Fax: +852 3016 6330
E-mail: info@safeguardequity.com
Website: www.safeguardequity.com
Associated individuals: Julia Lopez, Steve Edwards, Laura Bates
Published on this site November 2008
Salem Asset Management
1501 Frederica Street, Duluth
Minnesota 42101
UNITED STATES OF AMERICA
Associated individual: David Pearson
Published on this site 17 August 2004
Scudder, Stevens & Clark
60 St. Mary Ave
London
EC3A 8JQ
UNITED KINGDOM
Published on this site September 2003
Schwartz Leiberman Associates
PO Box 16425
Seattle
Washington, 97271
United States of America
Tel: + 1 206 350 4019 / + 1 206 202 6202
Fax: + 1 206 299 9239 / + 1 206 339 4812
Email: info@schwartzleiberman.com
Website: www.schwartzleiberman.com
Associated individual: John Campbell
Posted on this site November 2010
Seago South
One Harbour Place
1901 S Harbor City Blvd
Melbourne, FL 32901
UNITED STATES OF AMERICA
Associated individuals: John Joust and Stephen J. Seago
Published on this site November 2007
Shanghai M&A International
3501 Citic Square
1168 Nanjing Xi Lu
Shanghai 200041
CHINA
Published on this site April 2006
Shin Kong Wedbush
6F, No.6, Sec.4, Xinyi Rd
Taipei
TAIWAN
Phone: + 886 2 8758 2905
Fax: + 886 2 6602 1275
Email: info@shinkongwedbush.com
Web: www.shinkongwedbush.com
Published on this site October 2010
Sherman Brothers
Unit 1911, 19th Floor
One Pacific Place
140 Sukhumvit Road
Klongtoey District
Bangkok 10110
THAILAND
Published on this site September 2001
Schiller Gates Incorporated
1695 Broadway
New York, NY 10018 - 5009
UNITED STATES OF AMERICA
Tel: +1 646 912 6185
Fax: + 1 646 861 4847
Email: admin@schiller-gates.com
Website: www.schiller-gates.com
Associated individuals: Andrew Steve Johnson John Marshall
Published on this site October 2010
Sigama Capital Management
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN
Sigama Capital Management
Level 18
One International Finance Centre
1 Harbour View Street
Central
HONG KONG
Level 14/1401
One Pacific Place
140 Sukhumvit Road
Bangkok
THAILAND
Associated individuals: David Burgess and Anne Davies
Published on this site August 2000
Silverstone Management S.L.
Avda, Diagonal 618
Planta 9
0821
Barcelona
SPAIN
Associated individual: Matthew Thompson
Published on this site July 2005
Simmons, Blake & Fritch
27 Floor Jefferson Towers
9823 Hover Street
Maverick Avenue
St Paul, Minnesota
UNITED STATES OF AMERICA
Associated individuals: Jennifer Stone, Kate Jones, Timothy Croft
Published on this site September 2001
Simon Eastwood Asset Management
15/5 Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku, Tokyo 150 8512
US Office
3330 Cumberland Blvd.,
Atlanta, GA 30339
China Office
989 Changle Road
Shanghai 200031
Published on this site October 2005
Simpson Venture Limited
ABC Centre, 500 North Michigan Ave.
300, Chicago
UNITED STATES OF AMERICA
Associated individual: Jason Edwards
Published on this site July 2005
Sino Intermediaries
Level 37
Taipei 101 Tower
7 Xinyi Road
Section 5
110 Taipei
TAIWAN
Published on this site May 2006
Smith & Henderson Associates Inc
Level 21, HSBC Tower
101 Yin Cheng East Road
Pudong
Shanghai
CHINA
Serrano 240 5th Floor
28016 Madrid
SPAIN
Published on this site November 2001
Smith Davidson Group Inc
4-2880 queen St. East
Suite 304
Brampton
ON L6S 6H4
CANADA
Published on this site February 2006
Smith Klein Venture Limited
3705 Bank of America Tower
Suite 582
12 Harcourt Road
HONG KONG
Associated individual: Castor Hill
Published on this site June 2005
South East Asia Trading
12th Floor
253 Soi Sukhumvit
21 Asoke Road
Bangkok 10110
THAILAND
Associated individuals: Jamie Nettleship, Andrew Hewit, Michelle Tetreaut.
Published on this site August 2001
Spartan Capital Management
412 Park Avenue, 18th Floor
New York, NY 10022
USA
Phone: +1 646 861 7887
Fax: +1 646 224 4890
Email: info@spartancam.com
Website: www.spartancam.com
Stamford - Financial
Level 14, Hibiyo Central Building
1-2-9 Nishi Shimbashi
Minoto-ku
Tokyo
JAPAN
Published on this site November 2002
Standard United Corporation
8 Harbour Road
Wanchai
HONG KONG
Phone: +852 9575 4213
Fax: +852 3015 9768
E:mail info@standardunited.com
website: www.standardunited.com
Associated individuals: Isabel Green, Ray Chavez
Published on this site August 2008
Sterling Capital Corp.
23rd Floor, 6750 Ayala Ave
Makati City, Metro Manila
1226 THE PHILIPPINES
Associated individuals: Steven Thompson, John Davis, Michael Cayhill, Jane Alexander
Published on this site November 2001
Sumitomo Financial Corporation
1-8-3 Marunouchi
Chiyoda-Ku
Tokyo 1006601
Japan.
Tel 81 345 888 710. www.sumifincorp.com
Not to be confused with the legitimate entity Sumitomo Mitsui Banking Corporation and Sumitomo Mitsui Financial Group, Inc (http://www.smfg.co.jp/english/)
Sun International Mergers & Acquisitions
1661 International Drive
Memphis
TN 38120-1431
UNITED STATES OF AMERICA
Published on this site February 2006
Swiss Asia Commodities Securities
Bahnhofstrasse 63
Zurich
Schweiz 8001
Phone: +41 44 586 2832
Fax: +41 44 732 6268
Contact: John Cooper
Email addresses:
charles.hampton@sacsecurities.org
clients@sacsecurities.org
Website: http://sacsecurities.org/
Published on this site February 2013
Please note, this is not: SAC Capital http://sacsecurities.org/
Swiss Financial Corp Limited
412, Lake Road, Takapuna 0622
Auckland 0744, New Zealand
Email: aukland@swissfincorp.com
Website: swissfincorp.com/index.html
Published on this site July 2012
T
Taylor Atlantic Ltd
Level 4
Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
MALAYSIA
Associated individual: John Sinclair
Published on this site June 2001
Tech-Link International Ltd
Shinjuku Park Tower N30
Nishishinjuku 3-7-1
Shinjuju-ku
Tokyo
JAPAN 163-030
Associated individual: Frank Vacarro
Published on this site April 2004
Thomas Reiss & Partners
Dahnstr. 4, T7 OC, D-13403
Berlin
GERMANY
Published on this site February 2006
Titan Capital Corporation
Published on this site April 2008
Tradex Corporation
Unit 811-813 Tower 1
Junefield Plaza No.6 Xuanwumenwai Street
Xuanwu District
Beijing
CHINA
Published on this site February 2007
Transglobal Consultants Limited
Pacific Place Two Building Suite 1707
17th Floor, 142 Sukhumvit Road, Klongtoey
Bangkok 10110
THAILAND
Associated individuals: Paul Jenson, Josh Kaytor, Daniel Bailey, Robert Ellis and Jeremy Blake.
Published on this site August 2000
Trans-National Securities and Trust SA
Birmensdorferstrasse 140,
CH-8003
Zurich
SWITZERLAND
Associated individual: John Montana
Published on this site December 2000
Trendoks IMG (NZ) LLC and Trendoks Limited
41 Shortland Street
AXA Center
Auckland 1010
New Zealand
Phone: (64)9 363 9606
Email: http://www.trendoks.com/en/fsp-registration
Published on this site July 2012
Trident International
Suite 2207
88 Corporate Centre
141 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES
Associated individual : Richard Bell
Published on this site October 2000
Trillion Private Wealth Limited
Level 3
Office 24
60 Cook Street
Auckland
Published on this site July 2012
Turner Goodman Group
1650 Madison Avenue, 7th Floor
New York 11002-311
UNITED STATES OF AMERICA
Associated individual: Jeremy Collins
Published on this site 17 August 2004
Tzu, Waite & Associates
105 Cecil Street
06-01 The Octagon
SINGAPORE 069534
9 Raffles Place
27-01 Republic Place
SINGAPORE 048619
Associated individuals: Jonathan Charles Waite, Jenny Su
Published on this site September 2003
U
Union Transfer Inc.
469 7th Avenue
New York, NY 10018
UNITED STATES OF AMERICA
Phone: 1 212 401 6220
Fax: 1 206 600 6553
Email: info@uniontransferinc.com
Website: www.uniontransferinc.com
Associated individual: Thomas Dickson
Published on this site August 2009
United Capital Management Inc
1680 Ramon Magsaysay Centre
Roxas Boulevard
Manila
PHILIPPINES
Associated individual : Richard Austin
Published on this site October 2009
United Capital Partners
21F Marajo Tower,
312, 26th Street, Corner 4th Avenue
Fort Bonifacio Global City
Manila
PHILIPPINES
Phone: 632 856 1543 ext 570
Fax: 632 856 7220
Email: info@unitedcapital-partners.com
Web: www.unitedcapital-partners.com
Associated individual: Richard G Burden email: richard@unitedcapital-partners.com
Published on this site October 2010
US Department of the Treasury
1500 Pennsylvania Avenue, NW
Washington DC, 20220
UNITED STATES OF AMERICA
Email: treasgov@consultant.com
Telephone: +1 646 395 1749
Fax: +1 646 786 4658
Associated person: Monique Wilson
Published on this site March 2011
Note: Not to be confused with the genuine US Department of the Treasury. The e-mail address, treasgov@consultant.com, and phone and fax numbers shown are fraudulent and have been established to deceive investors.
US Stock Transfers Bureau
101 Federal Street
Boston, MA
UNITED STATES OF AMERICA
Email: compliance@ustb.us, info@ustb.us
Telephone: +1 617 517 0339
Fax: +1 617 249 1763
Associated person: Alan Schindler
Published on this site February 2001
Universal Consolidated
55 Wall Street
New York, NY 10005
UNITED STATES OF AMERICA
Phone: +1 212 401 6180
Fax: +1 212 401 6181
Email: info@universalcsld.com
Website: www.universalcsld.com
Associated individuals: Nicole Valdez, Cain Martin, Chris March, Olivia Rios, William Waldon
Published on this site June 2010
US - Internal Revenue Service
1220 S.W. Third Avenue
Portland
Oregon 97204
USA
Toll Free Hotline Number: + 1 8888 298 244
Email: usirs.gov@revenue.com
Associated individual: David Frank
Note: the above entity is an impersonation of the genuine US Internal Revenue Service
Published on this site December 2010
US International Bureau For Trading
1101 30th Street, NW Suite 500
Washington, DC 20007
USA
Tel:+1 2024704047
Investor helpline:+1 2024704047
E-mail: info@usibtrading.org
Website: http://www.usibtrading.org
Note: US International Bureau For Trading website is an impersonation of the New Zealand Financial Markets Authority (FMA) website
Please note that this is a fake regulator and has no connection to New Zealand FMA.
Published on this site on 21 November 2011
V
Vantage Global Partners
Aikawa Building
25 B 7th Floor
Nishishinjuku
Shinjuku-ku
6-5-1
Tokyo
JAPAN
Phone: +81 345 884 017
Fax: +81 345 884 020
Email: clientservices@vantageglobalpartners.com, info@vantageglobalpartners.com
Website: www.vantageglobalpartners.com
James Martins - associated individual
Michael Klein - associated individual
Peter Louw - associated individual
Published on this site September 2010
Vantage International Management Group Inc
Times Square Building
12th Floor, Unit 12-04B
246 Sukhumvit Road
Klongtoey
Bangkok 10110
THAILAND
Published on this site September 2001
VantagePro Asset Management
Level 7, Wakamatsu Building
3-3-6 Nihonbashi-Honcho, Chuo-Ku
Tokyo 103-0023
JAPAN
Tel: +81 3 6202 2913
Fax: +81 3 6202 2912
Associated individual: Richard Weller
Website: www.vantagepro.jp
Email: richard.weller@vantagepro.jp
Published on this site February 2010
VIP World Asset Management Co
Shirlaw House
Shirley Street
P O Box SS-19084
Nassau
THE BAHAMAS
Associated individual: Joseph Santeramo
Published on this site October 2000
Vision Continental Consultants Limited ("VCC")
Level 28 Al Habtoor Business Tower
Dubai Marina, Dubai
UNITED ARAB EMIRATES
Published on this site December 2012
Vision Continental services Limited
Level 41, Emirates Towers
Sheikh Zayed Road, Dubai
UNITED ARAB EMIRATES
P.O. Box 31303
Telephone numbers:
New Zealand: 0800 452 911
US & Canada: + 1 800 982 0680
Worldwide: + 1 800 982 0680
E-mail addresses:
sales@vccmarkets.com
info@vccmarkets.com
compliance@vccmarkets.com
alex.fuller@vccmarkets.com
james.farrington@vccmarkets.com
Website: http://www.vccmarkets.com/
Published on this site December 2012
Vista International Services Limited
14 Jelicich Court, Henderson
Waitakere, 0612, New Zealand
Phone: (64) 918 0394
Email: cs@vista-services.org
Website: www.vistaservices.org/
Published on this site July 2012
W
Warren and Baker
Otemachi First Square East Tower 4F
1 - 5 - 1 Otemachi
Chiyoda-ku
Tokyo 100-0004
JAPAN
Associated individuals: Frank Raul, William H. Warren, James Rayburn
Published on this site October 2003
Webster Acquisitions
29th floor
One Canada Square
Canary Wharf
LONDON E14 5DY
Associated individual: Stephen Larson
Published on this site November 2004
Weiss Rifkin & Partners
710 West 14th Street
Austin, TX78701
USA
Tel: +1 512 696 1547
Fax: +1 512 532 6552
Website: www.weissrifkinpartners.com
Email: info@weissrifkinpartners.com
Associated individuals: Mark Hamilton, Michael Fox
Working in conjunction with Janco Lazard Transfer Company and EquiAsia
Published on this site May 2011
West Golden Capital
Level 14 & 15, Prudential Tower
30 Cecil Street
Singapore 049712
Fax: +65 6491 5143
Email: support@westgoldencapital.com
Website: www.westgoldencapital.com
Associated individuals: Ronald Nicholson, Shaun Vincent, Brian O'Connor and Lourens Waller
Published on this site March 2010
The West Group
Glockengieberwall 17
Hamburg
GERMANY 20095
Associated individual: Doug Mason
Published on this site March 2005
West Pac Inc.
Published on this site November 2006
Westernfield Holdings Inc.
Shinjuku Park Tower S 20/F
3-7-1 Nishi-Shinjuku
Shinjuku-ku Tokyo 163-1035
JAPAN
Phone + 81-345209532
Fax + 81-344966474
Email info@western-field.com
Website www.western-field.com
Associated individuals: Alex Barclay, Anthony Barling
Published on this site February 2010
Western Equities Corporation
Manhattan Business Centre, 15th Floor
410 Park Avenue
New York NY10022
USA
Tel: + 1 646 360 1663
Fax: + 1 914 462 3791
Email: infodesk@westernequitiescorp.com
Website: www.westernequitiescorp.com
Associated individual: Kenneth Logan
Published on this site March 2010
Westgate Capital Management
UNITED STATES OF AMERICA
The Westgate Capital Management listed here has stolen the identity of a legitimate firm in the United States. The legitimate Westgate Capital Management is located at One Blue Plaza, 11th floor, Pearl River, NY 10965. They can be contacted on the phone at +1 845 620 1818 or by fax +1 845 620 6868.
Published on this site April 2008
Whitby Dumas
130 Cromwell Street
LONDON SW5 OBW
Published on this site 04 June 2004
Whitman Lloyds and Associates Mergers and Acquisitions
70 West Madison Street
Chicago
IL 60602-4270
UNITED STATES OF AMERICA
Published on this site March 2006
Whitman Wright & Associates
1886 Steeles Avenue west, Suite 201 Concord
Ontario
CANADA L4K 3E9
Published on this site 04 June 2004
The Williams Group
29 Harley Street
London W1G 9QR
Associated individual: William Edwards
Published on this site November 2004
Worldwide Investors Management Inc
Suites 303 and 305
Valero Plaza
124 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES
Associated individuals: Chase Trek, Ramiro Yabut, Christian Dupont, Richard Austin, Nathan Logan, Amador Pastrana, Toby Forster and Peter Lawson.
Published on this site October 2000
Worldwide Service Inc.
322-2906 West Broadway Avenue
Vancouver, British Columbia
CANADA
Associated individual: Jeffery Diamond
Published on this site July 2004
X
The Xenon Group
979 King's Road
Island East
HONG KONG-2761
Published on this site August 2006
Y
Younger & Hausmann Private Equity
105 Cecil Street
# 106 - 01 The Octagon
SINGAPORE 069534
Published on this site February 2005
Youngson International Holdings Limited
45/F 1 Exchange Square
8 Connaught Place
HONG KONG
Published on this site July 2005
Z
Zeus Enterprises
86 Queens Road
Central
HONG KONG
Published on this site November 2005