Issuers

Issuers of equity or debt securities, life insurance companies, trustees of superannuation schemes, contributory mortgage brokers, and managers of unit trust all have obligations as issuers.

Future changes

Find out more about the new financial reporting requirements for issuers and the FMC Act

Anyone offering securities to the public needs to comply. Defines offers, securities, the public and explains the legislation that applies.

Prospectus registration and checks, allotments and amendments. How to register trust deeds and deeds of participation

Preparing offering documents, ongoing issuer obligations, disclosing information to the market, preparing financial statements and listing rule obligations

The offence and breach provisions of the relevant legislation and our enforcement powers

The exemptions that can apply and how to make an exemption application

The approach FMA takes to interpreting various requirements under legislation.

Subscribe to RSS