For businesses intending to make offers under the FMC Act please refer to our new offers under FMC Act section

For businesses intending to continue to make offers under the transitional provisions of the Securities Act regime, please see below.

Anyone offering securities to the public needs to comply. Defines offers, securities, the public and explains the legislation that applies.

Prospectus registration and checks, allotments and amendments. How to register trust deeds and deeds of participation

Preparing offering documents, ongoing issuer obligations, disclosing information to the market, preparing financial statements and listing rule obligations

Fees and Levies are payable for registering documents and for exemption applications

The offence and breach provisions of the relevant legislation and our enforcement powers

The exemptions that can apply and how to make an exemption application

The approach FMA takes to interpreting various requirements under legislation.

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