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Financial Service Providers
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Financial Service Providers
All financial service providers must comply with the requirements of the
Financial Service Providers (Registration and Dispute Resolution) Act 2008.
This includes a requirement to be registered on the Financial Service Providers Register.
Who Needs to Comply?
Information on what is meant by financial service provider and on the exemptions that apply.
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about "Who Needs to Comply?"
How to Register
An introduction to the Financial Service Providers Register and a link to the site.
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about "How to Register"
Your Obligations
You must be registered on the Financial Service Providers Register. You must also belong to a dispute resolution scheme if you have retail clients.
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about "Your Obligations"
Monitoring and Surveillance
Our current monitoring focus for financial service provisers and those on the perimeter of financial services.
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about "Monitoring and Surveillance"
Fees
Individuals and entities required to be registered will need to pay fees.
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about "Fees"
Money Laundering and Financing Terrorism
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about "Money Laundering and Financing Terrorism"
