Auditors

The Auditor Regulation Act 2011 establishes a framework for the regulation of auditors of issuers.

View the Auditors Register.

• Who needs to comply?

  Auditors of issuers and audit firms will need to comply. This section also includes information on accredited bodies.
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• How to get licensed

  Auditors of an issuer will need to hold a licence. Audit firms will need to be registered.
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• Your obligations

  Auditors will be subject to appropriate scrutiny and accountability
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• Fees and Levies

  Information on the application and ongoing fees and levies auditors and audit firms will pay
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• Monitoring

  FMA’s Auditor Regulation Plan and the process of Quality Reviews
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• Disciplinary Process

  Auditors will be subject to disciplinary action in the event they fail to meet the required standards.
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